"Insurance Company "Kazakhmys", JSC
Insurance organizations
04.07.2017
№37-5-07/939
Limited enforcement action
Written prescription
The nature of a breach:
1. For incorrect calculation of the insurance reserves
Date of performance:
20.07.2017
Статья/пункты НПА, Статья КоАП:
1.
Статья: 4
- Of Decision №76 of 6 May 2014 of the Board of the NBRK
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
«Insurance Company «Kompetenz», JSC (renamed from "Insurance Company "Аllianz Кazakhstan", JSC)
Insurance organizations
10.07.2017
170000803000642
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
567250
The nature of a breach:
1. Administrative sanction was expressed in the failure to comply with the written prescription
Date of performance:
08.08.2017
Статья/пункты НПА, Статья КоАП:
1.
Статья: 227
Пункт: 2
-
Note:
Executed
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Insurance Company "Salem", JSC (renamed from "Insurance Company "Alatau" JSC) - at the liquidation stage
Insurance organizations
10.07.2017
170000803000628
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
1134500
The nature of a breach:
1. Administrative offense was expressed in numerous (two and more times during twelve consecutive calendar months) violation of the prudential normatives established by National Bank
Date of performance:
18.08.2017
Статья/пункты НПА, Статья КоАП:
1.
Статья: 228
Пункт: 5
- Of Administrative Violations Code of the Republic of Kazakhstan
Note:
implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Insurance Company "Salem", JSC (renamed from "Insurance Company "Alatau" JSC) - at the liquidation stage
Insurance organizations
13.07.2017
№ 59-8-32/1806
Limited enforcement action
Written prescription
The nature of a breach:
1. Violation of the terms of the insurance payment
Date of performance:
01.08.2017
Статья/пункты НПА, Статья КоАП:
1.
Статья: 26
Пункт: 1
- Law of the Republic of Kazakhstan "About obligatory insurance of civil responsibility of owners of vehicles"
Type of Enactments
1. Concerning observance of financial consumer's rights
Name of Regional Branch of National Bank of Kazakhstan / Department:
Костанайский филиал (Костанай)
"Insurance Company "Коmmesk-Оmir", JSC
Insurance organizations
17.07.2017
№37-3-06/998
Limited enforcement action
Written warning
The nature of a breach:
1. on regulation of the financial sector
Статья/пункты НПА, Статья КоАП:
1.
Статья: 31
Пункт: пп.2 п.7
- Of the Law of the Republic of Kazakhstan "On Insurance Activities"
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Insurance Company "Salem", JSC (renamed from "Insurance Company "Alatau" JSC) - at the liquidation stage
Insurance organizations
17.07.2017
170000803000643
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
567250
The nature of a breach:
1. Administrative sanction was expressed in the failure to comply with the written prescription
Date of performance:
29.08.2017
Статья/пункты НПА, Статья КоАП:
Note:
Executed
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
«Insurance Company «Kompetenz», JSC (renamed from "Insurance Company "Аllianz Кazakhstan", JSC)
Insurance organizations
17.07.2017
№37-1-05/1002
Limited enforcement action
Written prescription
The nature of a breach:
1. For the infringement of requirements of the Resolution No.304 regarding the calculation of the assets of the insurance (reinsurance) organization, taking into account their classification by quality and liquidity and calculation of the adequacy ratio of highly liquid assets
Date of performance:
24.07.2017
Статья/пункты НПА, Статья КоАП:
Note:
Executed
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Insurance Company "Коmmesk-Оmir", JSC
Insurance organizations
17.07.2017
№37-3-06/998
Limited enforcement action
Written warning
The nature of a breach:
1. on regulation of the financial sector
Статья/пункты НПА, Статья КоАП:
1.
Статья: 31
Пункт: 2
- Of the Law of the Republic of Kazakhstan "On Insurance Activities"
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
«Insurance Company «Kompetenz», JSC (renamed from "Insurance Company "Аllianz Кazakhstan", JSC)
Insurance organizations
18.07.2017
256
Sanctions and other administrative penalties
Ban from discharge of duties
The nature of a breach:
1. in connection with the revealed violations in activities of JSC «IC « Kompetenz » the Chief accountant of JSC «IC « Kompetenz » Kairmullin Marat Kalimzhanovich is discharged from performance of official duties and the consent to his appointment (election) to the executive's position is withdrawn.
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Life Insurance Company State Annuity Company", JSC
Insurance organizations
18.07.2017
27-5-04/545
Limited enforcement action
Written warning
The nature of a breach:
1. The failure to file the financial statements and other types of reporting on time
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
