"Insurance Company "Amanat", JSC
Insurance organizations
13.12.2017
33-1-07/3010
Limited enforcement action
Written prescription
The nature of a breach:
1. For violation of the requirements of paragraph 34 of the Resolution of Board of National Bank of the Republic of Kazakhstan №304 of December 26, 2016 and violation of IFRS
Date of performance:
20.12.2017
Статья/пункты НПА, Статья КоАП:
1.
Статья: 34
Пункт: 6
-
2. -
2. -
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Insurance Company "Salem", JSC (renamed from "Insurance Company "Alatau" JSC) - at the liquidation stage
Insurance organizations
13.12.2017
33-3-11/3041
Limited enforcement action
Written prescription
The nature of a breach:
1. responsibility of Insurance company for commission by the insurance agent, including actions for insurance signing of the contracts, and also commission of actions of the insurance agent, beyond established powers
Date of performance:
26.12.2017
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Oil Insurance Company", JSC
Insurance organizations
20.12.2017
№170000803001544
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
1134500
The nature of a breach:
1. Аdministrative sanction was applied due to in repeated (two or more times within twelve consecutive calendar months) violation of the insurance organization established by the National Bank of the Republic of Kazakhstan prudential norm
Date of performance:
01.01.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 228
Пункт: 5
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Oil Insurance Company", JSC
Insurance organizations
20.12.2017
№170000803001543
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
113450
The nature of a breach:
1. Administrative offence resulted in the implementation of the insurance (reinsurance) organization, transactions and operations in violation of the legislation of the Republic of Kazakhstan on insurance and insurance activities.
Date of performance:
01.01.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 228
Пункт: 6
- Of Administrative Violations Code of the Republic of Kazakhstan
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Oil Insurance Company", JSC
Insurance organizations
20.12.2017
№170000803001530 - №170000803001542
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
5899400
The nature of a breach:
1. The administrative offense was expressed in the conclusion of the contract of obligatory insurance on the conditions which are not conforming to requirements of the legislation of the Republic of Kazakhstan
Date of performance:
01.01.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 230
Пункт: 4
-
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Insurance Company" ASKO", JSC
Insurance organizations
20.12.2017
170000803001116- 170000803001121
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
907600
The nature of a breach:
1. Administrative sanction was applied due to preparation statements that led to the distortion of the indicators contained or information on compliance with prudential standards and (or) other mandatory standards and limits
Date of performance:
03.01.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 228
Пункт: 12
- Of Administrative Violations Code of the Republic of Kazakhstan
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Oil Insurance Company", JSC
Insurance organizations
27.12.2017
№170000803001605
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
226900
The nature of a breach:
1. Due to in repeated (two or more times within twelve consecutive calendar months) the violation of the requirements for the procedure and conditions of disclosure of the information about its activities
Date of performance:
08.01.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 263
-
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Oil Insurance Company", JSC
Insurance organizations
27.12.2017
№170000803001603 - №170000803001604
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
453800
The nature of a breach:
1. Administrative sanction was applied due to the fact that the Insurance company delayed in producing insurance payments
Date of performance:
08.01.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 229
Пункт: 1
-
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Oil Insurance Company", JSC
Insurance organizations
29.12.2017
№170000803001619 - №170000803001626, №170000803001628 - №170000803001639
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
2269000
The nature of a breach:
1. Administrative offence resulted in the implementation of the insurance (reinsurance) organization, transactions and operations in violation of the legislation of the Republic of Kazakhstan on insurance and insurance activities
Date of performance:
12.01.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 228
Пункт: 6
- Of Administrative Violations Code of the Republic of Kazakhstan
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Oil Insurance Company", JSC
Insurance organizations
29.12.2017
№170000803001616, №170000803001617, №170000803001649, №170000803001648, №170000803001644
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
4538000
The nature of a breach:
1. Аdministrative sanction was applied due to preparation statements that led to the distortion it contains indicators or information on compliance with prudential standards and (or) other mandatory standards and limit.
Date of performance:
12.01.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 228
Пункт: 12
- Of Administrative Violations Code of the Republic of Kazakhstan
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
