«Tengri Bank» JSC, (former - "Subsidiary Bank "«Punjab National Bank-Kazakhstan», JSC)
Second tier banks
28.07.2015
150000803001539-150000803001540
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
872 080 тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Almaty Heavy Machine Building Plant" JSC
Issuer
13.03.2015
33-3-20/1844 от 13.03.2015
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
13.04.2015
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Raimbek-GROUP" JSC
Issuer
13.03.2015
33-3-20/1846 от 13.03.2015
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
13.04.2015
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Subsidiary JSC Bank VTB (Kazakhstan)
Second tier banks
28.07.2015
150000803001541-150000803001545
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
2 180 200 тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
Issuer
13.03.2015
33-3-20/1853 от 13.03.2015
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
13.04.2015
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Issuer
13.03.2015
33-3-20/1840 от 13.03.2015
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
13.04.2015
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Issuer
13.03.2015
33-3-20/1836 от 13.03.2015
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
13.04.2015
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"EU Банк ("SB "Eurasian Bank", JSC )", JSC (renamed from «BankPozitiv Kazakhstan», JSC)
Second tier banks
29.07.2015
150000803001570-150000803001574
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
1 308 120 тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
Subsidiary Bank “Sberbank of Russia”, JSC (renamed from "TEXAKABANK” JSC)
Second tier banks
18.10.2017
30-1-06/4760
Limited enforcement action
Written prescription
The nature of a breach:
1. non-compliance with the requirements of paragraph 9 of Regulation No. 18
Date of performance:
31.10.2017
Статья/пункты НПА, Статья КоАП:
1.
- For violation of the requirements of the Resolution of the Board of the Agency of the Republic of Kazakhstan on Regulation and Supervision of the Financial Market and Financial Organizations dated February 28, 2011 No. 18 "On Approval of the List of Mandatory Terms of the Bank Loan Agreement and Additions and Amendments to the Resolution of the Board of the Agency of the Republic of Kazakhstan on Regulation and Supervision of the Financial Market and financial organizations of February 23, 2007 No. 49 "On approval of the Rules for the maintenance of documentation on lending"
Type of Enactments
1. Concerning observance of financial consumer's rights
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Al-Hilal" Islamic Bank" Joint Stock Company
Second tier banks
02.07.2014
33-3-20/640
Limited enforcement action
Commitment letter
The nature of a breach:
1. As a violance paragraph 4 Article 9 of the Law of the Republic of Kazakhstan "On securities market" 02.07.2014
Date of performance:
15.09.2014
Статья/пункты НПА, Статья КоАП:
Note:
Implemented by letter №61755 dated 16.09.2014 у.
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
