Subsidiary Bank "Bank of China in Kazakhstan", JSC
Second tier banks
03.12.2013
66-3-2-09/5989
Limited enforcement action
Commitment letter
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan written liability was issued to bank for violation of Article 50 of the Banking Law
Date of performance:
10.12.2013
Статья/пункты НПА, Статья КоАП:
Note:
The bank presented a letter of
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Qazaq Banki", JSC
Second tier banks
03.12.2013
66-3-3-09/5997
Limited enforcement action
Written warning
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written notification was requested from the bank for violation of the Instructions on prudential regulation, approved by the Resolution of the Agency's Board dated September 30, 2005, №358
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Temirbank" JSC
Second tier banks
06.12.2013
67-1-1-06/8968
Limited enforcement action
Written prescription
The nature of a breach:
1. Violation of item 2, Art. 35 of Kazakhstan Republic Bank and Banking Activities Regulation Law requirements in terms of excessive penalty additions
Date of performance:
13.12.2013
Статья/пункты НПА, Статья КоАП:
Note:
Implemented by letter from the bank №8-6-2/13054 of 10.12.2013
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Qazaq Banki", JSC
Second tier banks
12.12.2013
315
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
519300
The nature of a breach:
1. administrative offence resulted in repeated (two or more times within twelve consecutive calendar months) violation of banks and organizations carrying out certain types of banking operations, established by the National Bank of the Republic of Kazakhstan prudential norms and other mandatory norms and limits.
Date of performance:
12.12.2013
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 3
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Eurasian Bank", JSC
Second tier banks
12.12.2013
318
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
155790
The nature of a breach:
1. administrative sanction was applied due to breaking the bank term matching executive employee of the Bank
Date of performance:
12.12.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Qazaq Banki", JSC
Second tier banks
13.12.2013
66-2-3-05/5820
Limited enforcement action
Written prescription
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written notification was issued to the bank for violation of prudential requirements
Date of performance:
31.12.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"BTA Bank", JSC (renamed from "Bank TuranAlem", JSC)
Second tier banks
19.12.2013
66-2-3-05/5868
Limited enforcement action
Written prescription
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Bank CenterCredit", JSC
Second tier banks
19.12.2013
66-3-1-11/6270
Limited enforcement action
Written warning
The nature of a breach:
1. In accordance with Article 46 of the Law on Banks of the Republic of Kazakhstan a written warning was issued to the Bank for giving false statements to the authority.
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"ATFBank", JSC
Second tier banks
19.12.2013
66-3-1-11/6271
Limited enforcement action
Written warning
The nature of a breach:
1. In accordance with Article 46 of the Law on Banks of the Republic of Kazakhstan a written warning was issued to the Bank for giving false statements to the authority.
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Halyk Bank of Kazakhstan", JSC
Second tier banks
19.12.2013
66-3-1-11/6279
Limited enforcement action
Written warning
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written notification was issued to the bank for violation of placement of funds in domestic assets ratio
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
