"Zere-M" LLP
Authorized organization
30.03.2018
181100803000041
Sanctions and other administrative penalties
Warning
The nature of a breach:
1. provision of unreliable reporting on exchange transactions with cash foreign currency for January 2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 243
Пункт: 1
-
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Акмолинский филиал (Кокшетау)
"Zere-M" LLP
Authorized organization
30.03.2018
181100803000040
Sanctions and other administrative penalties
Warning
The nature of a breach:
1. provision of unreliable reporting on exchange transactions with cash foreign currency for December 2017
Статья/пункты НПА, Статья КоАП:
1.
Статья: 243
Пункт: 1
-
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Акмолинский филиал (Кокшетау)
Kazneftegazmash JSC
Issuer
19.11.2018
180000803001529
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
120250
The nature of a breach:
1. Administrative sanction was applied due to repeated non-compliance (two or more times within consecutive calendar months) by the professional participant of the securities market, with the requirements provided for by legislation
Статья/пункты НПА, Статья КоАП:
1.
Статья: 262
- Of Administrative Violations Code of the Republic of Kazakhstan
Note:
Тhe penalty is paid 27/11/18
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
«Сарыарка Финанс»
Authorized organization
11.04.2018
64-07-15/3/71/1250
Sanctions and other administrative penalties
Warning
The nature of a breach:
1. administrative sanction was applied due to in the submission to the authorized body false statements
Статья/пункты НПА, Статья КоАП:
1.
Статья: 243
Пункт: 1
-
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный филиал (Нур-Султан)
Issuer
20.11.2018
33-10-02/7478
Limited enforcement action
Written warning
The nature of a breach:
1. Due to violation of the order on disclosure in accordance with the Law of the Republic of Kazakhstan "On Joint Stock Companies", article 79, paragraph 2-2
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
Authorized organization
18.04.2018
протокол об административном правонарушении 64-07-15/3/71/1384 от 12.04.2018г.
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
192400
The nature of a breach:
1. violation of the laws of the Republic of Kazakhstan licensing standards, including inconsistency qualification requirements to licensed kinds of activity
Date of performance:
29.05.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 464
Пункт: 1
- Violation of the laws of the Republic of Kazakhstan licensing standards, including inconsistency qualification requirements to licensed kinds of activity
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный филиал (Нур-Султан)
Authorized organization
19.04.2018
64-07-26/1614
Limited enforcement action
Written prescription
The nature of a breach:
1. қолма-қол шетел валютасымен айырбастау операцияларын ұйымдастыруды бұзу
Date of performance:
30.04.2018
Статья/пункты НПА, Статья КоАП:
1.
- Of the organization of exchange operations with cash foreign currency in the Republic of Kazakhstan, approved by the Resolution of the Board of the National Bank of the Republic of Kazakhstan dated July 16, 2014 No. 144
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный филиал (Нур-Султан)
Issuer
20.11.2018
33-10-02/7477
Limited enforcement action
Written warning
The nature of a breach:
1. Due to violation of the order on disclosure in accordance with the Law of the Republic of Kazakhstan "On Joint Stock Companies", article 79, paragraph 2-2
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
Issuer
20.11.2018
33-10-02/7480
Limited enforcement action
Written prescription
The nature of a breach:
1. Due to violation of the order on disclosure in accordance with the Law of the Republic of Kazakhstan "On Joint Stock Companies", article 79, paragraph 2-2
Date of performance:
12.12.2018
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
Жетысу Капитал
Issuer
20.11.2018
33-11-18/7457
Limited enforcement action
Written prescription
The nature of a breach:
1. Due to violation of the requirements on disclosure in accordance with the Law of the Republic of Kazakhstan "On Securities Market", article 102, paragraph 4
Date of performance:
04.12.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 102
Пункт: 4
- Law of the Republic of Kazakhstan "On Securities Market"
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
