Issuer
12.09.2014
33-3-20/2339 от 12.09.2014 г.
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
13.10.2014
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Issuer
12.09.2014
33-3-20/2354 от 12.09.2014 г.
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
14.10.2014
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Issuer
12.09.2014
33-3-20/2352 от 12.09.2014 г.
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
21.10.2014
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Issuer
12.09.2014
33-3-20/2349 от 12.09.2014 г.
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
21.10.2014
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Issuer
12.09.2014
33-3-20/2350 от 12.09.2014 г.
Limited enforcement action
Written prescription
The nature of a breach:
1. Нарушение требований пункта 2 статьи 24 ЗРК "О рынке ценных бумаг" нарушение требований статьи 67 ЗРК "Об акционерных обществах"
Date of performance:
28.10.2014
Статья/пункты НПА, Статья КоАП:
Note:
Частично исполнено №63477 от 24.09.2014 г.
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Issuer
18.09.2014
33-3-20/2434 от 18.09.2014 г.
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
21.10.2014
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Issuer
22.09.2014
33-3-20/2473 от 22.09.2014 г.
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
22.10.2014
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Issuer
26.09.2014
33-3-20/2569 от 26.09.2014г.
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
14.10.2014
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Астана-Финанс" JCS
Issuer
30.09.2014
33-3-20/2658 от 30.09.2014 г.
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
04.11.2014
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Issuer
30.09.2014
33-3-20/2662 от 30.09.2014 г.
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
14.10.2014
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
