Issuer
30.09.2014
33-3-20/2656 от 30.09.2014 г.
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
13.10.2014
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Issuer
30.09.2014
33-3-20/2660 от 30.09.2014 г.
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
28.10.2014
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Issuer
30.09.2014
33-3-20/2654 от 30.09.2014 г.
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
31.10.2014
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Issuer
30.09.2014
33-3-20/2663 от 30.09.2014 г.
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
14.10.2014
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Issuer
09.10.2014
33-3-20/2834 от 09.10.2014г.
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
30.12.2014
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Issuer
09.10.2014
33-3-20/2833 от 09.10.2014г.
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
19.12.2014
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Issuer
13.10.2014
33-3-20/2926 от 13.10.2014
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
19.11.2014
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Issuer
13.10.2014
33-3-20/2925 от 13.10.2014
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
19.11.2014
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"ATFBank", JSC
Second tier banks
30.09.2013
66-3-1-25/4871
Limited enforcement action
Commitment letter
The nature of a breach:
1. As a per Article 46 of the Banking Law of the Republic of Kazakhstan commitment letter was issued to the bank for violation of the placement of the funds in domestic assets ratio
Date of performance:
04.10.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
JSC SB "National Bank of Pakistan" in Kazakhstan
Second tier banks
01.10.2013
66-3-2-09/4911
Limited enforcement action
Written prescription
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan written notification was issued to the bank for not implemented in terms some of point of measures plan about elimination of the violations identified during on-site inspection.
Date of performance:
07.10.2013
Статья/пункты НПА, Статья КоАП:
Note:
Implemented by letter from the bank №NBP/ALMATY/2013/5797of 07.10.2013
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
