"Temirbank" JSC
Second tier banks
01.10.2013
67-1-1-06/7465
Limited enforcement action
Written warning
The nature of a breach:
1. In accordance with Article 46 of the Law of the Republic of Kazakhstan "On Banks and Banking Activities in the Republic of Kazakhstan" a written notification was ussued to the Bank for the private ruling of the Zhambyl district court of Almaty region from 29.07.13 till the civil case №2-541/13
Date of performance:
10.10.2013
Статья/пункты НПА, Статья КоАП:
Note:
Implemented by letter №9-3/107
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Temirbank" JSC
Second tier banks
01.10.2013
66-3-1-11/4920
Limited enforcement action
Written prescription
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written order was issued to the bank for delay in the execution of one of the points of the measures plan about elimination of the violations and concerns identified during on-site inspection.
Date of performance:
28.10.2013
Статья/пункты НПА, Статья КоАП:
Note:
Implemented (letter of 07.10.2013 № 9-3/10607)
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Eurasian Bank", JSC
Second tier banks
02.10.2013
67-1-1-06/7520
Limited enforcement action
Written prescription
The nature of a breach:
1. In accordance with Article 46 of the Law of the Republic of Kazakhstan "On Banks and Banking Activities in the Republic of Kazakhstan" (further is Law on Banks) written binding over is taken away Bank for violation of requirements of norm of point 2 Article 35 Law on Banks
Date of performance:
16.10.2013
Статья/пункты НПА, Статья КоАП:
Note:
Implemented (letter №16-002/44066 of 16.10.13y and №16-002/44545 of 21.10.13e)
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Bank CenterCredit", JSC
Second tier banks
02.10.2013
67-1-1-06/7511
Limited enforcement action
Written warning
The nature of a breach:
1. Pursuant to the definition of private Kyzylorda Regional Specialized Interdistrict Economic Court № 2-1130-13 from 08.08.13
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
«ForteBank», JSC
Second tier banks
07.10.2013
66-3-1-25/5012
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
16.10.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
JSC "First Heartland Bank" (renamed from JSC "Bank ExpoCredit")
Second tier banks
07.10.2013
236
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
173100
The nature of a breach:
1. Official (Mustafayeva A.I.) committed an administrative offense, expressed in the drafting of the Bank statements, which led to the distortion it contains indicators or information on the implementation of prudential standards and (or) other mandatory standards and limits defined by the banking legislation of the Republic of Kazakhstan.
Date of performance:
07.10.2013
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 7
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
JSC "First Heartland Bank" (renamed from JSC "Bank ExpoCredit")
Second tier banks
07.10.2013
237
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
173100
The nature of a breach:
1. Official (Askarova H.W.) committed an administrative offense, expressed in the submission to the authorized body misreporting information.
Date of performance:
07.10.2013
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
JSC "First Heartland Bank" (renamed from JSC "Bank ExpoCredit")
Second tier banks
07.10.2013
235
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
173100
The nature of a breach:
1. Official (Kuvanysheva L.M.) committed an administrative offense, expressed in the expressed in non-submission and submission to the authorized body of false statements, the disclosure of which is required under the banking law.
Date of performance:
07.10.2013
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
JSC "First Heartland Bank" (renamed from JSC "Bank ExpoCredit")
Second tier banks
07.10.2013
234
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
173100
The nature of a breach:
1. Official (Tolepbergenova B.K.) committed an administrative offense, expressed in the drafting of the Bank statements, which led to the distortion it contains indicators or information on the implementation of prudential standards and (or) other mandatory standards and limits defined by the banking legislation of the Republic of Kazakhstan.
Date of performance:
07.10.2013
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 7
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Alliance Bank", JSC
Second tier banks
07.10.2013
66-3-1-25/5012
Limited enforcement action
Commitment letter
The nature of a breach:
1. According to the instruction on requirements for having in place the risk management systems and internal controls in tier two banks, approved by the Board of the Agency of the Republic of Kazakhstan on regulation and supervision of financial market and financial organizations in its decision #359 dated 30.09.2005 due to violations of the requirements from the bank the Committee requested commitment letter.
Date of performance:
16.10.2013
Статья/пункты НПА, Статья КоАП:
Note:
Implemented (letter of 16.10.2013 № 14-3/11714)
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
