АО "ABC Bank"
Second tier banks
31.07.2013
66-3-2-09/3820
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
06.08.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
Issuer
05.11.2013
66-4-3-20/5267
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
10.12.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"EU Банк ("SB "Eurasian Bank", JSC )", JSC (renamed from «BankPozitiv Kazakhstan», JSC)
Second tier banks
01.08.2013
138
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
346200
The nature of a breach:
1. administrative sanction was applied due to unlawful actions of the Bank, expressed in the representation of the Bank to the authorized body misreporting information
Date of performance:
01.08.2013
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
АО "Холдинг "Кәсіпқор"
Issuer
05.11.2013
66-4-3-20/5263
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
05.12.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Issuer
05.11.2013
66-4-3-20/5291
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
27.11.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Temirbank" JSC
Second tier banks
07.08.2013
66-2-3-05/2078
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
28.08.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Issuer
06.11.2013
66-4-3-20/1649
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
03.09.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Issuer
06.11.2013
66-4-3-20/1648
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
09.07.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Subsidiary JSC Bank VTB (Kazakhstan)
Second tier banks
07.08.2013
147
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
605850
The nature of a breach:
1. administrative sanction was ap
Date of performance:
07.08.2013
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-3
Пункт: 1
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Issuer
06.11.2013
66-4-3-20/1640
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
06.07.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
