Issuer
10.07.2014
33-3-20/854 от 10.07.2014 г.
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
19.08.2014
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Issuer
10.07.2014
33-3-20/857 от 10.07.2014 г.
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
29.07.2014
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Issuer
10.07.2014
33-3-20/853 от 10.07.2014 г.
Limited enforcement action
Commitment letter
The nature of a breach:
1. Нарушение требований пункта 4 статьи 9 ЗРК "О рынке ценных бумаг"
Date of performance:
12.08.2014
Статья/пункты НПА, Статья КоАП:
Note:
Исполнено № 73426 от 31.10.2014 г.
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Issuer
10.07.2014
33-3-20/851 от 10.07.2014 г.
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
05.08.2014
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Issuer
14.07.2014
33-3-20/933 от 14.07.2014 г.
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
14.08.2014
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"National Company "Kazakhstan Engineering" JSC
Issuer
14.07.2014
33-3-20/895 от 14.07.2014 г.
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
12.08.2014
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Almaty Power Stations" JSC
Issuer
14.07.2014
33-3-20/890 от 14.07.2014 г.
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
12.08.2014
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Issuer
14.07.2014
33-3-20/907 от 14.07.2014 г.
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
14.08.2014
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Issuer
14.07.2014
33-3-20/924 от 14.07.2014 г.
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
14.08.2014
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Issuer
16.07.2014
33-3-20/1017 от 16.07.2014 г.
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
26.08.2014
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
