«ForteBank», JSC
Second tier banks
20.09.2012
97
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
728100
The nature of a breach:
1. administrative penalty resulte
Date of performance:
20.09.2012
Статья/пункты НПА, Статья КоАП:
1.
Статья: 172-2
Пункт: 3
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Islamic bank "Zaman-Bank", JSC
Second tier banks
20.09.2012
665/204/2007
Limited enforcement action
Commitment letter
The nature of a breach:
1. In complying with Article 46 of Law of the Republic of Kazakhstan "On banks and banking activity in the Republic of Kazakhstan" the written liability has been exacted from the bank owing to violations of the requirements established by Paragraph 10 Article 2 and of the Law of the Republic of Kazakhstan "Anti-money laundering and countering financing of terrorism"
Date of performance:
29.09.2012
Статья/пункты НПА, Статья КоАП:
Note:
Implemented by letter from the bank №07-3/1826 of 28.09.2012
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
«ForteBank», JSC
Second tier banks
20.09.2012
97
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
728100
The nature of a breach:
1. administrative penalty resulte
Date of performance:
20.09.2012
Статья/пункты НПА, Статья КоАП:
1.
Статья: 172-2
Пункт: 3
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
АО "ABC Bank"
Second tier banks
20.09.2012
97
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
728 100тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 172-2
Пункт: 3
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Altyn Bank” JSC (Sabsidiary Bank of China Citic Bank Corporation Limited) (renamed from “Altyn Bank” JSC (Sabsidiary Bank of JSC “Halyk Bank”))
Second tier banks
25.09.2012
102
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
323 600тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 172
Пункт: 2
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
АО "ABC Bank"
Second tier banks
25.09.2012
663/209/4096
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
26.09.2012
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
«ForteBank», JSC
Second tier banks
25.09.2012
663/113/4074
Limited enforcement action
Written warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
АО "ABC Bank"
Second tier banks
25.09.2012
663/209/4076
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
26.09.2012
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Temirbank" JSC
Second tier banks
25.09.2012
94
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
323600
The nature of a breach:
1. administrative offense resulted in the unlawful actions of the Bank, expressed in the representation of the Bank to the authorized body misreporting information
Date of performance:
25.09.2012
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Altyn Bank” JSC (Sabsidiary Bank of China Citic Bank Corporation Limited) (renamed from “Altyn Bank” JSC (Sabsidiary Bank of JSC “Halyk Bank”))
Second tier banks
25.09.2012
102
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
323600
The nature of a breach:
1. administrative sanction was applied due to non-implementation of control over the targeted placement of pension assets pension fund
Date of performance:
25.09.2012
Статья/пункты НПА, Статья КоАП:
1.
Статья: 172
Пункт: 2
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
