"Alliance Bank", JSC
Second tier banks
27.05.2013
66-3-1-25/1994
Limited enforcement action
Written agreement
The nature of a breach:
Date of performance:
31.12.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Alliance Bank", JSC
Second tier banks
27.05.2013
66-3-1-11/2324
Limited enforcement action
Written prescription
The nature of a breach:
1. In accordance with Article 46 of the Banking Law of the RK written order was issued to bank for failure of the measures provided by the plan of measures on elimination of the violation revealed during scheduled inspection as at 01.10.11
Date of performance:
01.08.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Halyk Bank of Kazakhstan", JSC
Second tier banks
30.05.2013
85
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
346200
The nature of a breach:
1. administrative sanction was applied due to submission of inaccurate information to the Authorized body
Date of performance:
30.05.2013
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Citibank Kazakhstan", JSC
Second tier banks
30.05.2013
84
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
519300
The nature of a breach:
1. administrative sanction was applied due to violation of prudential standards and other mandatory standards and limits
Date of performance:
30.05.2013
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 3
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Kaspi Bank", JSC
Second tier banks
30.05.2013
67-1-15/2074
Limited enforcement action
Written warning
The nature of a breach:
1. a written notification was ussued to the Bank for the violation of the list of mandatory conditions of the bank loan agreements approved by the Board of the Agency of the Republic of Kazakhstan on regulation and supervision of financial market and financial organizations №18 dated 28.02.11
Date of performance:
10.06.2013
Статья/пункты НПА, Статья КоАП:
Note:
sanction was cancelled in 14.05.2014 by decision of appeals board on civil and administrative division of the Almaty City court
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Halyk Bank of Kazakhstan", JSC
Second tier banks
30.05.2013
79
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
346 200 kzt
The nature of a breach:
1. administrative sanction was applied due to submission of inaccurate reporting on its activity to the Authorized Body.|
Статья/пункты НПА, Статья КоАП:
1.
Статья: 193
Пункт: 1
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Industrial and Commercial Bank of China in Almaty", JSC
Second tier banks
31.05.2013
66-3-2-24/2452
Limited enforcement action
Commitment letter
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, commitment letter was requested from the bank for violation of the Instructions on prudential regulation, approved by the Resolution of the Agency's Board dated September 30, 2005, №358
Date of performance:
05.06.2013
Статья/пункты НПА, Статья КоАП:
Note:
Executed by letter №269 от 05.06.2013г.
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Bank CenterCredit", JSC
Second tier banks
04.06.2013
67-1-1-06/4030
Limited enforcement action
Commitment letter
The nature of a breach:
1. For violation of norms of Law of Republic of Kazakhstan "About the order of consideration of appeals of physical and legal persons"
Date of performance:
24.06.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"ATFBank", JSC
Second tier banks
05.06.2013
66-3-1-25/2548
Limited enforcement action
Commitment letter
The nature of a breach:
1. Pursuant to a special ruling of the Specialized Interdistrict Economic Court of Almaty of 11/12/12 №2-9612/12
Date of performance:
12.06.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Halyk Bank of Kazakhstan", JSC
Second tier banks
06.06.2013
78
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
865 500 kzt
The nature of a breach:
1. administrative offense resulted in the order of transactions in securities, and the terms of transactions, established by the legislation of the Republic of Kazakhstan|
Статья/пункты НПА, Статья КоАП:
1.
Статья: 195
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
