"Nurbank", JSC
Second tier banks
06.06.2013
78
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
865 500KZT
The nature of a breach:
1. administrative sanction was applied due to transactions on the informal market of securities admitted to trading on the organized securities market, the issuers of which are resident banks RK.|
Статья/пункты НПА, Статья КоАП:
1.
Статья: 195
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"ATFBank", JSC
Second tier banks
06.06.2013
66-3-1-25/2565
Limited enforcement action
Commitment letter
The nature of a breach:
1. In accordance with Article 46 of the Banking Law of the RK, written liability was issued for providing incorrect regulatory report
Date of performance:
19.06.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Subsidiary Bank “Sberbank of Russia”, JSC (renamed from "TEXAKABANK” JSC)
Second tier banks
07.06.2013
66-6-1-04/1010
Limited enforcement action
Written warning
The nature of a breach:
1. In accordance with Article 46 of the Banking Law of the RK, written notification, for violation of regulations
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Subsidiary Bank “Sberbank of Russia”, JSC (renamed from "TEXAKABANK” JSC)
Second tier banks
07.06.2013
66-6-1-04/1009
Limited enforcement action
Commitment letter
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written order was issued to the bank for violation of regulations
Date of performance:
20.06.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Kazinvestbank", JSC
Second tier banks
11.06.2013
66-3-2-09/2646
Limited enforcement action
Written warning
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan to the bank has been directed the written notification for violation of the Law of the Republic of Kazakhstan "On Joint Stock Companies"
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"BTA Bank", JSC (renamed from "Bank TuranAlem", JSC)
Second tier banks
11.06.2013
66-3-1-25/2667
Limited enforcement action
Commitment letter
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan letter of commitment was requested from the Bank for violation of the Rules of opening, keeping and closing of bank accounts of the clients in banks of the Republic of Kazakhstan #266
Date of performance:
17.06.2013
Статья/пункты НПА, Статья КоАП:
Note:
Implemented (letter of 17.06.2013)
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Temirbank" JSC
Second tier banks
13.06.2013
90
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
173100
The nature of a breach:
1. Official (Zhandaulet T.B.) committed an administrative offense, expressed in the submission to the authorized body misreporting information
Date of performance:
13.06.2013
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Bank CenterCredit", JSC
Second tier banks
13.06.2013
66-3-1-25/2759
Limited enforcement action
Commitment letter
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan Written liability was requested from the Bank in relation of non-compliance of the requirement of Resolution #74 of 24.02.2013 of the Board NBRK
Date of performance:
20.06.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Bank Kassa Nova" JSC (Sabsidiary Bank of JSC "ForteBank")
Second tier banks
17.06.2013
66-3-1-25/2828
Limited enforcement action
Written prescription
The nature of a breach:
1. In accordance with Article 46 of the Law of the Republic of Kazakhstan "On Banks and Banking Activity in the Republic of Kazakhstan", written order was issued to the bank for violation of the requirements established by Article 53-1 of this law
Date of performance:
20.07.2013
Статья/пункты НПА, Статья КоАП:
Note:
Executed by letter №АО-03-23/541 of 2013 July 16
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"ATFBank", JSC
Second tier banks
18.06.2013
66-4-3-20/1814
Limited enforcement action
Commitment letter
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
