Subsidiary Bank “Sberbank of Russia”, JSC (renamed from "TEXAKABANK” JSC)
Second tier banks
17.05.2013
66-6-1-10/718
Limited enforcement action
Written warning
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan to the bank has been directed the written notification for violation of the law about credit bureaus and formation of credit stories in the Republic of Kazakhstan.
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Alliance Bank", JSC
Second tier banks
22.05.2013
66-3-1-11/2256
Limited enforcement action
Written prescription
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan to the bank has been directed the written notification for violation of the law about credit bureaus and formation of credit stories in the Republic of Kazakhstan.
Date of performance:
27.05.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Subsidiary Bank “Sberbank of Russia”, JSC (renamed from "TEXAKABANK” JSC)
Second tier banks
22.05.2013
66-3-2-09/2245
Limited enforcement action
Written warning
The nature of a breach:
1. As per Article 46 of the Law of the Republic of Kazakhstan "On Banks and Banking Activities in the Republic of Kazakhstan" a written notification was ussued to the Bank for violation of requirements established by the Law of the Republic of Kazakhstan "On Anti-money Laundering and Combating Financing of Terrorism".
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
«ForteBank», JSC
Second tier banks
22.05.2013
66-3-1-11/2256
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
27.05.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
«ForteBank», JSC
Second tier banks
24.05.2013
66-3-2-24/2305
Limited enforcement action
Written warning
The nature of a breach:
1. In accordance with Article 46 of the Law of the Republic of Kazakhstan "On Banks and Banking Activity in the Republic of Kazakhstan", to the bank has been directed the written notification for violation of the Resolution of the Board of the Agency № 49 ""On Approval of Rules of loans documentation"".
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
АО "ABC Bank"
Second tier banks
24.05.2013
66-3-2-24/2305
Limited enforcement action
Written warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Citibank Kazakhstan", JSC
Second tier banks
24.05.2013
66-3-2-09/2304
Limited enforcement action
Written prescription
The nature of a breach:
1. The Committee, in accordance with the Article 46 of the Law of the Republic of Kazakhstan "On Banks and Banking Activates in the Republic of Kazakhstan", issued a written order requiring the Bank to apply corrective measures, regarding the violation of the Early Warning System.
Date of performance:
29.05.2013
Статья/пункты НПА, Статья КоАП:
Note:
Implemented by letter from the bank №2-07420 of 29.05.13
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
«ForteBank», JSC
Second tier banks
27.05.2013
66-3-1-25/1994
Limited enforcement action
Written agreement
The nature of a breach:
Date of performance:
31.12.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
«ForteBank», JSC
Second tier banks
27.05.2013
66-3-1-11/2324
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
01.08.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Halyk Bank of Kazakhstan", JSC
Second tier banks
27.05.2013
80
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
605 850 kzt
The nature of a breach:
1. administrative sanction was applied due to inappropriate subjects of financial monitoring legislation of Republic of Kazakhstan on countering the legalization (laundering) of illegally obtained, and the financing of terrorism in terms of documenting and providing information on transactions. |
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-3
Пункт: 1
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
