"Alliance Bank", JSC
Second tier banks
03.10.2012
667/206/9014
Limited enforcement action
Written warning
The nature of a breach:
1. According to article 46 of the Law of the Republic of Kazakhstan "About banks and bank activity in the Republic of Kazakhstan" to bank the written prevention for the incorrect instruction in contracts of a bank loan of the size of rates of compensation in authentic, annual, effective, comparable calculation is taken out.
Статья/пункты НПА, Статья КоАП:
Note:
Implemented by letter from the bank 41-2/13676 of 05.12.12
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Subsidiary Bank “Sberbank of Russia”, JSC (renamed from "TEXAKABANK” JSC)
Second tier banks
05.10.2012
663/209/4269
Limited enforcement action
Written warning
The nature of a breach:
1. As per Article 46 of the Banking Law written notification was issued to the bank for delay in the execution of one of the points of the measures plan about elimination of the violations and concerns identified during on-site inspection.
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"ATFBank", JSC
Second tier banks
08.10.2012
665/204/2157
Limited enforcement action
Written agreement
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, the Comittee and Bank concluded a written agreement to take corrective measures in order to eliminate the violation of the requirements established by the legislation of the Republic of Kazakhstan.
Date of performance:
31.12.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Eurasian Bank", JSC
Second tier banks
09.10.2012
108
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
145620
The nature of a breach:
1. administrative sanction was applied due to breaking the bank term matching executive employee of the Bank
Date of performance:
09.10.2012
Статья/пункты НПА, Статья КоАП:
1.
Статья: 175-1
Пункт: 1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Altyn Bank” JSC (Sabsidiary Bank of China Citic Bank Corporation Limited) (renamed from “Altyn Bank” JSC (Sabsidiary Bank of JSC “Halyk Bank”))
Second tier banks
09.10.2012
107
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
161800
The nature of a breach:
1. administrative sanction was applied due to repeated violation of the requirements established by law to the Bank, as a professional participant of the securities market.
Date of performance:
09.10.2012
Статья/пункты НПА, Статья КоАП:
1.
Статья: 197-1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Altyn Bank” JSC (Sabsidiary Bank of China Citic Bank Corporation Limited) (renamed from “Altyn Bank” JSC (Sabsidiary Bank of JSC “Halyk Bank”))
Second tier banks
09.10.2012
107
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
161 800тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 197-1
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Eurasian Bank", JSC
Second tier banks
17.10.2012
667/206/9151
Limited enforcement action
Written warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Temirbank" JSC
Second tier banks
18.10.2012
114
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
161800
The nature of a breach:
1. administrative offence resulted in repeated (two or more times in three consecutive calendar months) violation of banks minimum reserve requirements set by the National Bank of the Republic of Kazakhstan
Date of performance:
18.10.2012
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 4
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Islamic bank "Zaman-Bank", JSC
Second tier banks
19.10.2012
663/224/4506
Limited enforcement action
Written warning
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written order was issued to the bank for violation of requirements of Instructions # 358
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Shinhan Bank Kazakhstan"
Second tier banks
24.10.2012
663/224/4577
Limited enforcement action
Commitment letter
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written order was issued to the bank for violation of requirements of Instructions # 359
Date of performance:
06.11.2012
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
