Issuer
20.05.2013
66-4-3-20/1225
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
22.10.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Subsidiary Bank “Sberbank of Russia”, JSC (renamed from "TEXAKABANK” JSC)
Second tier banks
21.01.2013
184
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
605850
The nature of a breach:
1. administrative sanction was applied due to inappropriate subjects of financial monitoring legislation of Republic of Kazakhstan on countering the legalization (laundering) of illegally obtained, and the financing of terrorism in terms of documenting and providing information on transactions subject to financial monitoring.
Date of performance:
21.01.2013
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-3
Пункт: 1
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Issuer
22.05.2013
66-4-3-20/1239
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
15.10.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
«ForteBank», JSC
Second tier banks
22.01.2013
663/113/295
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
31.01.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Казпромгеофизика" JSC
Issuer
22.05.2013
66-4-3-20/1230
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
09.07.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Alliance Bank", JSC
Second tier banks
22.01.2013
663/113/295
Limited enforcement action
Written prescription
The nature of a breach:
1. In accordance with Article 46 of the Banking Law of the RK written order was issued to bank for failure of the measures provided by the plan of measures on elimination of the violation revealed during scheduled inspection as at 01.10.11
Date of performance:
31.01.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Issuer
22.05.2013
66-4-3-20/1236
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
03.09.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
JSC "First Heartland Bank" (renamed from JSC "Bank ExpoCredit")
Second tier banks
22.01.2013
661/247/197
Limited enforcement action
Written warning
The nature of a breach:
1. For untimely granting by statements bank as of 04.01.2013 and 08.01.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Capital Bank Kazakhstan", JSC
Second tier banks
24.01.2013
661/247/226
Limited enforcement action
Written warning
The nature of a breach:
1. For untimely granting by statements bank as of 01.01.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Issuer
23.05.2013
66-4-3-20/1277
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
16.10.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
