"Bank CenterCredit", JSC
Second tier banks
11.01.2013
177
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
346200
The nature of a breach:
1. administrative sanction was ap
Date of performance:
11.01.2013
Статья/пункты НПА, Статья КоАП:
1.
Статья: 167-1
Пункт: 2
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Issuer
16.05.2013
66-4-3-20/1145
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
24.06.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Industrial and Commercial Bank of China in Almaty", JSC
Second tier banks
14.01.2013
663/209/166
Limited enforcement action
Commitment letter
The nature of a breach:
1. Тhe written liability has been exacted from the bank owing to violations of the requirements established by The instruction on requirements for having in place the risk management systems and internal controls in tier two banks, approved by the Board of the Agency of the Republic of Kazakhstan on regulation and supervision of financial market and financial organizations in its decision #359 dated 30.09.2005
Date of performance:
21.01.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"AsiaCredit Bank (АзияКредит Банк)" JSC (renamed from "Joint Bank "LARIBA - Bank", JSC)
Second tier banks
14.01.2013
663/209/170
Limited enforcement action
Written warning
The nature of a breach:
1. administrative sanction was applied due to repeated non-compliance by the Bank with the requirements provided for by legislation of the Republic of Kazakhstan
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"BTA Bank", JSC (renamed from "Bank TuranAlem", JSC)
Second tier banks
15.01.2013
667/106/295
Limited enforcement action
Written warning
The nature of a breach:
1. discrepancy of bank activities to requirements the article 8 of the Law of Republic of Kazakhstan "On the order of consideration of appeals of physical and legal persons"
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Issuer
16.05.2013
66-4-3-20/1143
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
24.06.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"AsiaCredit Bank (АзияКредит Банк)" JSC (renamed from "Joint Bank "LARIBA - Bank", JSC)
Second tier banks
15.01.2013
661/247/111
Limited enforcement action
Written warning
The nature of a breach:
1. For untimely granting by statements bank as of 10.12.12.
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Иностранное предприятие "Эфес Казахстан" JSC
Issuer
16.05.2013
66-4-3-20/1163
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
30.07.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
JSC "Национальный научный кардиохирургический центр"
Issuer
16.05.2013
66-4-3-20/1137
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
22.07.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Kazkommertsbank", JSC
Second tier banks
17.01.2013
667/106/323
Limited enforcement action
Written prescription
The nature of a breach:
1. discrepancy of bank activities to requirements the article 24 of the Law of Republic of Kazakhstan "On credit bureaus and formation of credit histories in the Republic of Kazakhstan"
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
