"BTA Bank", JSC (renamed from "Bank TuranAlem", JSC)
Second tier banks
18.01.2013
667/106/399
Limited enforcement action
Written warning
The nature of a breach:
1. discrepancy of bank activities to requirements the article 19 of the Law of Republic of Kazakhstan "On credit bureaus and formation of credit histories in the Republic of Kazakhstan"
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Issuer
16.05.2013
66-4-3-20/1159
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
10.09.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Airport Korkyt Ata JSC
Issuer
16.05.2013
66-4-3-20/1171
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
02.09.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"ATFBank", JSC
Second tier banks
18.01.2013
663/124/236
Limited enforcement action
Written warning
The nature of a breach:
1. As a per Article 46 of the Banking Law of the Republic of Kazakhstan written notification was issued to the bank conglomerate for violation of the ratio (k3.1)
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Issuer
17.05.2013
66-4-3-20/1201
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
22.10.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Issuer
17.05.2013
66-4-3-20/1195
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
26.06.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Issuer
20.05.2013
66-4-3-20/1214
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
11.06.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"BTA Bank", JSC (renamed from "Bank TuranAlem", JSC)
Second tier banks
18.01.2013
667/106/399
Limited enforcement action
Written warning
The nature of a breach:
1. discrepancy of bank activities to requirements the article 19 of the Law of Republic of Kazakhstan "On credit bureaus and formation of credit histories in the Republic of Kazakhstan"
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Issuer
20.05.2013
66-4-3-20/1222
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
17.07.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"BTA Bank", JSC (renamed from "Bank TuranAlem", JSC)
Second tier banks
21.01.2013
661/247/177
Limited enforcement action
Written warning
The nature of a breach:
1. For untimely granting by statements bank as of 04.12.2012 and 05.12.2012
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
