Issuer
15.09.2010
10-01-14/5257/17701
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
20.12.2010
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Nurbank", JSC
Second tier banks
11.11.2011
663/110/2863
Limited enforcement action
Written prescription
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written order was issued to the bank for violation of requirements established by paragraph 2-1 of the Resolution of the Agency's Board dated April 30, 2007, #128
Date of performance:
01.01.2012
Статья/пункты НПА, Статья КоАП:
Note:
Implemented (letter №20-02/6 of 04.01.2012)
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
JSC SB "National Bank of Pakistan" in Kazakhstan
Second tier banks
14.11.2011
663/207/2893
Limited enforcement action
Commitment letter
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, commitment letter was requested from the bank for violation of the paragraph 4 Article 39 of the Banking Law of the Republic of Kazakhstan
Date of performance:
18.11.2011
Статья/пункты НПА, Статья КоАП:
Note:
Bank submitted a letter of commitment 17.10.11 year № kas/sb-11-4418. However, the Committee sent a letter of 02.12.11 № 663/221/3155 from year to submit a written commitment by the Bank.
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Bank of Astana" JSC
Second tier banks
15.11.2011
64
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
105 840тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 167-1
Пункт: 2
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
Issuer
14.10.2010
10-01-14/5771/19749-И
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
10.01.2011
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Каустик" JSC
Issuer
20.10.2010
10-01-14/5891/20145
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
08.11.2010
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Issuer
23.11.2010
10-01-14/6582/22668
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
15.12.2010
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Issuer
23.11.2010
10-01-14/6542/22615-И
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
10.01.2011
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Issuer
01.02.2011
10-01-14/603/1931-И
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
25.04.2011
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Rannila Kazakhstan" JSC
Issuer
01.02.2011
10-01-14/602/1929-И
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
25.04.2011
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
