Subsidiary of "Nurbank" JSC "MONEY EXPERTS", JSC
Portofolio Manager
25.12.2014
33-1-06/4673
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
14.01.2015
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"First Heartland Securities", JSC
Portofolio Manager
25.12.2014
33-1-06/4671
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
14.01.2015
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
«Investment Financial House» RESMI», JSC
Portofolio Manager
09.01.2015
33-1-06/94
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
20.01.2015
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"ASYL-INVEST", JSC
Portofolio Manager
09.01.2015
33-1-06/92
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
20.01.2015
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"BCC Invest", JSC (subsidiary company of "BankCenterCredit', JSC)
Portofolio Manager
14.01.2015
33-1-06/175
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
28.01.2015
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
«Management company «ORDA Capital» , JSC
Portofolio Manager
02.02.2015
33-1-06/4523
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
29.12.2014
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"CAIFC INVESTMENT GROUP", JSC
Portofolio Manager
20.02.2015
33-1-06/1117
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
03.02.2015
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Centras Securities", JSC
Portofolio Manager
13.03.2015
33-1-06/1865
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
08.05.2015
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Gold Investment Group" JSC
Portofolio Manager
06.04.2015
33-3-20/2456
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
15.04.2015
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Investment House "Fincraft", JSC
Portofolio Manager
23.04.2015
33-1-06/2983
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
20.05.2015
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
