"Subsidiary Life Insurance Company of the BTA Bank "BTA Life", JSC
Insurance organizations
15.12.2014
37-1-05/2864
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
25.12.2014
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"CNIC"Interteach", JSC
Insurance organizations
18.12.2014
37-04-05/2885
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
29.12.2014
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"The integrated securities registrar", JSC
Registrar
11.01.2013
664/106/130
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
07.02.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
Life Insurance Company «Kazkommerts -Life» (Subsidiary Organization of the « Kazkommertsbank » JSC), JSC
Insurance organizations
24.12.2014
323
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
86 550тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 173
Пункт: 1
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Salem", JSC (renamed from "Insurance Company "Alatau" JSC) - at the liquidation stage
Insurance organizations
24.12.2014
140000803001090
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
92 600т.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 173
Пункт: 1
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"The integrated securities registrar", JSC
Registrar
17.01.2013
664/106/272
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
04.02.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"The integrated securities registrar", JSC
Registrar
07.02.2013
664/106/785
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
28.02.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"The integrated securities registrar", JSC
Registrar
14.02.2013
664/106/1061
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
19.02.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"The integrated securities registrar", JSC
Registrar
03.07.2013
66-4-1-16/2234
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
12.07.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Salem", JSC (renamed from "Insurance Company "Alatau" JSC) - at the liquidation stage
Insurance organizations
24.12.2014
140000803001089
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
92 600т.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 173
Пункт: 1
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
