"BTA Bank", JSC (renamed from "Bank TuranAlem", JSC)
Second tier banks
07.10.2010
04-01-08/1361/19234-И
Limited enforcement action
Commitment letter
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, commitment letter was requested from the bank for violation of prudential requirements - ratio of the maximum risk exposure for a single borrower, open currency position limits, currency net-position limits and domestic assets coefficient.
Date of performance:
15.10.2010
Статья/пункты НПА, Статья КоАП:
Note:
Implemented letter №01-18/4700 of 15.10.2010
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Nurbank", JSC
Second tier banks
11.10.2010
10-02-01/5702/19468
Limited enforcement action
Written warning
The nature of a breach:
1. Indispensable conditions for opening of additional premises of branch of Bank according to article 29 of Law РК "About banks and bank activity in Republic Kazakhstan" (default prudence specifications, sanction presence) have been broken
Статья/пункты НПА, Статья КоАП:
Note:
N/A
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Eurasian Bank", JSC
Second tier banks
14.10.2010
158
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
207000
The nature of a breach:
Date of performance:
14.10.2010
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 5
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Citibank Kazakhstan", JSC
Second tier banks
20.10.2010
04-01-08/1428/20209
Limited enforcement action
Commitment letter
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, commitment letter was requested from the bank for violation of domestic assets coefficient.
Date of performance:
30.10.2010
Статья/пункты НПА, Статья КоАП:
Note:
Implemented letter №1-4566 of 29.10.10г.
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"AsiaCredit Bank (АзияКредит Банк)" JSC (renamed from "Joint Bank "LARIBA - Bank", JSC)
Second tier banks
21.10.2010
165
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
169560
The nature of a breach:
1. administrative sanction was applied due to violation by the Deputy Chairman of the Board of the Company Sundetov A.S. the timeframe for submission of the reporting to the Authorized body
Date of performance:
21.10.2010
Статья/пункты НПА, Статья КоАП:
1.
Статья: 198
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Eurasian Bank", JSC
Second tier banks
21.10.2010
162
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
98910
The nature of a breach:
1. administrative sanction was applied due to submission of misleading statement to the Authorized body
Date of performance:
21.10.2010
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Temirbank" JSC
Second tier banks
26.10.2010
04-01-14/1448/20635
Limited enforcement action
Commitment letter
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, commitment letter was requested from the bank for violation of open currency position limit.
Date of performance:
29.10.2010
Статья/пункты НПА, Статья КоАП:
Note:
Implemented letter №9-2/2576 of 29.10.2010
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Subsidiary Bank "Alfa-Bank", JSC
Second tier banks
26.10.2010
04-01-08/1445/20612-и
Limited enforcement action
Written prescription
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written order was issued to the bank following on-site inspection report.
Date of performance:
04.11.2010
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
«UIB Kazakhstan» Broker insurance company» LLP
Insurance brockers
07.08.2006
06-01-19/2338
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
22.08.2006
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
«SP Malakut» Insurance Broker», LLP
Insurance brockers
07.08.2006
06-01-19/2338
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
22.08.2006
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
