“Investment management of Pension assets organization “Grantum Asset management” (subsidiary company of Kazcommertsbank”, JSC)
Organizations engaged in pension assets investment management
29.04.2009
05-01-18/2140
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
08.05.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
JSC SB "National Bank of Pakistan" in Kazakhstan
Second tier banks
19.04.2010
04-01-08/450/6854-И
Limited enforcement action
Written warning
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written notification was issued to the bank for provision of incorrect reports.
Date of performance:
29.04.2010
Статья/пункты НПА, Статья КоАП:
Note:
Implemented (letter №kas/sb -10-434 of 21.04.2010)
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Investment management of Pension assets organization “Grantum Asset management” (subsidiary company of Kazcommertsbank”, JSC)
Organizations engaged in pension assets investment management
07.05.2009
05-01-19/2295
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
15.05.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Investment management of Pension assets organization “Grantum Asset management” (subsidiary company of Kazcommertsbank”, JSC)
Organizations engaged in pension assets investment management
13.05.2009
05-01-18/2379
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
26.05.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
JSC SB "National Bank of Pakistan" in Kazakhstan
Second tier banks
19.04.2010
04-01-08/449/6853-И
Limited enforcement action
Written prescription
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written order was issued to the bank about meeting minimal capital requirements established by Resolution of the Board # 140 dated 02.09.2008.
Date of performance:
01.06.2010
Статья/пункты НПА, Статья КоАП:
Note:
Implemented (commitment letter № №Al/alm/1096-10-3758 of 18.05.2010 about delay on 30.09.2010)
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Investment management of Pension assets organization “Zhetysu”, JSC
Organizations engaged in pension assets investment management
21.05.2009
05-02-13/2524
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
29.05.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Investment management of Pension assets organization "Orleu", JSC (renamed from - “IMPAO “RESMI Asset Management”, JSC)
Organizations engaged in pension assets investment management
09.06.2009
96
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
127 300 тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 195-1
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Bank RBK" Bank" JSC (renamed from "Kazakhstan Innovational Сommercial Bank", JSC)
Second tier banks
20.04.2010
74
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
141300
The nature of a breach:
Date of performance:
20.04.2010
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 3
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Investment management of Pension assets organization “Zhetysu”, JSC
Organizations engaged in pension assets investment management
31.07.2009
05-01-18/3673
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
10.08.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Capital Bank Kazakhstan", JSC
Second tier banks
20.04.2010
73
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
706500
The nature of a breach:
Date of performance:
20.04.2010
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 3
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
