"Insurance Company "Kazakhmys", JSC
Insurance organizations
17.11.2015
37-2-04/1562
Limited enforcement action
Commitment letter
The nature of a breach:
1. For the failure to meet reporting deadline
Date of performance:
25.11.2015
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Eurasia" Insurance Company", JSC
Insurance organizations
30.11.2015
37-4-05/1625
Limited enforcement action
Commitment letter
The nature of a breach:
1. For the failure to meet reporting deadline
Date of performance:
14.12.2015
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
«STANDARD» Insurance Company», JSC (renamed from - "Insurance Company "Astana - Finance" JSC)
Insurance organizations
03.12.2015
37-3-06/1651
Limited enforcement action
Commitment letter
The nature of a breach:
1. Requirement of Rules №95 dated from 24.02.2012 was breached
Date of performance:
22.12.2015
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
«Insurance Company «Kompetenz», JSC (renamed from "Insurance Company "Аllianz Кazakhstan", JSC)
Insurance organizations
07.12.2015
37-4-05/1665
Limited enforcement action
Written warning
The nature of a breach:
1. For the failure to implement measures to eliminate the violations identified during the inspection
Date of performance:
28.12.2015
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company" ASKO", JSC
Insurance organizations
08.12.2015
37-2-04/1679
Limited enforcement action
Commitment letter
The nature of a breach:
1. For violation of standard of assets diversification at 01.11.2015
Date of performance:
18.12.2015
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company" ASKO", JSC
Insurance organizations
24.12.2015
37-4-05/1764
Limited enforcement action
Commitment letter
The nature of a breach:
1. For the revealed violations in calculation of insurance reserves
Date of performance:
14.01.2016
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Life Insurance Company "Nomad Life", JSC (renamed from "Astana-Finance" Life Insurance Company", JSC)
Insurance organizations
28.12.2015
37-3-06/1780
Limited enforcement action
Commitment letter
The nature of a breach:
1. For the infringement of requirements of the second part of the point 7 of article 33 of the Law of the Republic Kazakhstan «On insurance activity»
Date of performance:
14.01.2016
Статья/пункты НПА, Статья КоАП:
Note:
Wasn't implemented, written warning 27.01.2016 №37-3-07/90 was applied
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
Insurance Company "Jýsan Garant" JSC (renamed from - Subsidiary "Tsesnabank" JSC Insurance Company "Tsesna Garant" JSC)
Insurance organizations
31.12.2015
37-4-05/1807
Limited enforcement action
Commitment letter
The nature of a breach:
1. Representation of inadequate report
Date of performance:
18.01.2016
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
«KazakhExport» Export insurance company, JSC
Insurance organizations
31.12.2015
37-4-05/1805
Limited enforcement action
Commitment letter
The nature of a breach:
1. For the revealed violations in calculation of insurance reserves
Date of performance:
18.01.2016
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
JSC "First Heartland Bank" (renamed from JSC "Bank ExpoCredit")
Second tier banks
23.07.2010
02-04-32/1099/13997-И
Limited enforcement action
Commitment letter
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, commitment letter was requested from the bank for non-provision of reports within required deadline and guarantee of elimination of such violations in fixed terms.
Date of performance:
30.07.2010
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
