Authorized organization
13.08.2025
Limited enforcement action
Written prescription
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
-
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный филиал (Нур-Султан)
Authorized organization
30.07.2025
251000800000005
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
58980
The nature of a breach:
1. Presentation of incomplete and (or) unreliable report on activities for organizing of exchange operations with cash foreign currency by an authorized bank or an authorized organization, provided by the regulatory legal act of the National Bank of the Republic of Kazakhstan committed repeatedly second time within a year after imposition of administrative sanction.
2. The completeness and objectivity of the Report on exchange transactions, performed through exchange offices in accordance with Appendix 13 to Rules №49 for the month of Febrary 2024 has not been ensured.
2. The completeness and objectivity of the Report on exchange transactions, performed through exchange offices in accordance with Appendix 13 to Rules №49 for the month of Febrary 2024 has not been ensured.
Date of performance:
23.09.2025
Статья/пункты НПА, Статья КоАП:
1.
Статья: 218
Пункт: 8
-
2. Статья: 19 Пункт: п. 3, подпункт 2) -
2. Статья: 19 Пункт: п. 3, подпункт 2) -
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
2.
2.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Филиал в области Абай (город Семей)
Authorized organization
30.07.2025
251000800000004
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
58980
The nature of a breach:
1. Presentation of incomplete and (or) unreliable report on activities for organizing of exchange operations with cash foreign currency by an authorized bank or an authorized organization, provided by the regulatory legal act of the National Bank of the Republic of Kazakhstan committed repeatedly second time within a year after imposition of administrative sanction.
2. The completeness and objectivity of the Report on exchange transactions, performed through exchange offices in accordance with Appendix 13 to Rules №49 for the month of January 2024 has not been ensured.
2. The completeness and objectivity of the Report on exchange transactions, performed through exchange offices in accordance with Appendix 13 to Rules №49 for the month of January 2024 has not been ensured.
Date of performance:
23.09.2025
Статья/пункты НПА, Статья КоАП:
1.
Статья: 218
Пункт: 8
-
2. Статья: 19 Пункт: п. 3, подпункт 2) -
2. Статья: 19 Пункт: п. 3, подпункт 2) -
Type of Enactments
1. Organization of exchange operations with cash foreign currency
2.
2.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Филиал в области Абай (город Семей)
«ZIAT-2030» LLP
Authorized organization
25.07.2025
253500800000025
Sanctions and other administrative penalties
Warning
Punishment awarded:
Warning
The nature of a breach:
1. Submission by an authorized organization of an unreliable report on the activities of carrying out exchange operations with foreign currency in cash, provided for by the regulatory legal act of the National Bank of the Republic of Kazakhstan
Статья/пункты НПА, Статья КоАП:
1.
Статья: 218
Пункт: 7
-
Type of Enactments
1. Organization of exchange operations with cash foreign currency
Name of Regional Branch of National Bank of Kazakhstan / Department:
Карагандинский филиал (Караганда)
Authorized organization
31.07.2025
2712-25-00-3/4466
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
550480
The nature of a breach:
1. Failure by financial monitoring entities to fulfill their obligations to refuse a client to establish business relations and conduct transactions with money, part 6 of Article 214 of the Administrative Code
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Западно-Казахстанский филиал (Уральск)
Authorized organization
31.07.2025
Sanctions and other administrative penalties
Fine imposed under administrative law
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 214
-
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Западно-Казахстанский филиал (Уральск)
Authorized organization
30.07.2025
252700800000008
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
314560
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Западно-Казахстанский филиал (Уральск)
ATH Finance Ltd
An organization engaged in microfinance activities
06.08.2025
Sanctions and other administrative penalties
Warning
The nature of a breach:
1. Violation of terms for presentation financial or other reporting by microfinance organizations by the regulatory legal acts of the National Bank of the Republic of Kazakhstan
Статья/пункты НПА, Статья КоАП:
1.
Статья: 212
Пункт: 1
- Of the Code of the Republic of Kazakhstan "on administrative offences"
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
ATH Finance Ltd
An organization engaged in microfinance activities
06.08.2025
Sanctions and other administrative penalties
Warning
The nature of a breach:
1. Violation of terms for presentation financial or other reporting by microfinance organizations by the regulatory legal acts of the National Bank of the Republic of Kazakhstan
Статья/пункты НПА, Статья КоАП:
1.
Статья: 212
Пункт: 1
- Of the Code of the Republic of Kazakhstan "on administrative offences"
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
ATH Finance Ltd
An organization engaged in microfinance activities
06.08.2025
Sanctions and other administrative penalties
Warning
The nature of a breach:
1. Violation of terms for presentation financial or other reporting by microfinance organizations by the regulatory legal acts of the National Bank of the Republic of Kazakhstan
Статья/пункты НПА, Статья КоАП:
1.
Статья: 212
Пункт: 1
- Of the Code of the Republic of Kazakhstan "on administrative offences"
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
