"Citibank Kazakhstan", JSC
Second tier banks
20.02.2009
04-01-14/556
Limited enforcement action
Commitment letter
The nature of a breach:
1. Сommitment letter was provided by the bank recognizing the facts of violation of the domestic assets coefficient and guarantee of elimination of such violation.
Date of performance:
01.01.1900
Статья/пункты НПА, Статья КоАП:
Note:
Implemented by letter №1-2120 of 06.02.2009
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Insurance Company "Jýsan Garant" JSC (renamed from - Subsidiary "Tsesnabank" JSC Insurance Company "Tsesna Garant" JSC)
Insurance organizations
23.04.2013
66-5-1-08/611
Limited enforcement action
Written prescription
The nature of a breach:
1. Breached the requirement of Kazakhstan Republic law
Date of performance:
31.05.2013
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Citibank Kazakhstan", JSC
Second tier banks
20.02.2009
10-01-22/1895
Limited enforcement action
Written prescription
The nature of a breach:
1. As per subpoint 1) paragraph 1, Article 3-1 of the Securities market Law of Republic of Kazakhstan, written order was issued to the bank, for non-provision of affiliated persons lists in fixed terms.
Date of performance:
28.02.2009
Статья/пункты НПА, Статья КоАП:
Note:
Implemented by letter № 1-2217 of 27.02.2009
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Kaspi Bank", JSC
Second tier banks
23.02.2009
08-02-06/910
Limited enforcement action
Written prescription
The nature of a breach:
1. Written order was issued to the bank for violation of paragraph 3 of Rules on banks loans documentation.
Date of performance:
28.02.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Joint Stock Company "European Insurance Company" - Life Assurance Company (renamed from "PPF Insurance - Life Assurance Company, JSC)
Insurance organizations
25.04.2013
66-5-2-07/642
Limited enforcement action
Commitment letter
The nature of a breach:
1. м
Date of performance:
06.05.2013
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Citibank Kazakhstan", JSC
Second tier banks
24.02.2009
05-02-09/823
Limited enforcement action
Written prescription
The nature of a breach:
1. Written order was issued to the bank to take corrective action following on-site inspection report and provide relative information to the Agency.
Date of performance:
27.02.2009
Статья/пункты НПА, Статья КоАП:
Note:
Implemented by letter № 1-2211 of 27.02.2009
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "SAYA", JSC
Insurance organizations
25.04.2013
66-5-1-08/663
Limited enforcement action
Commitment letter
The nature of a breach:
1. Unreliable data reflected in the financial statements
Date of performance:
06.05.2013
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Eurasian Bank", JSC
Second tier banks
26.02.2009
08-02-02/1004
Limited enforcement action
Commitment letter
The nature of a breach:
1. As per Article 39 of the Banking Law of the Republic of Kazakhstan, commitment letter was requested from the bank for incorrect annual effective fee rate provision.
Date of performance:
13.03.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Halyk Bank of Kazakhstan", JSC
Second tier banks
27.02.2009
08-01-02/1013
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
25.03.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Halyk Bank of Kazakhstan", JSC
Second tier banks
27.02.2009
08-01-06/1013
Limited enforcement action
Written prescription
The nature of a breach:
1. Written order was issued to the bank for violation of deposit condition in contract of banking deposit and for incorrect accrual of interest by deposit.
Date of performance:
25.03.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
