АО "ABC Bank"
Second tier banks
03.06.2008
312-1/100
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
01.01.1900
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
«ForteBank», JSC
Second tier banks
03.06.2008
312-1/100
Limited enforcement action
Commitment letter
The nature of a breach:
1. Commitment letter about breach of short-term currency liquidity requirement was submitted by the bank.
Date of performance:
01.01.1900
Статья/пункты НПА, Статья КоАП:
Note:
Bank's letter No 312-1/100 of 03.06.2008.
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Kaspi Bank", JSC
Second tier banks
13.06.2008
08-02-2/2346
Limited enforcement action
Written warning
The nature of a breach:
1. Warning letter was issued to the bank for violation of paragarph 2, Article 39 of the Banking Law of the Republic of Kazakhstan.
Date of performance:
01.01.1900
Статья/пункты НПА, Статья КоАП:
Note:
N/A
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"ATFBank", JSC
Second tier banks
17.06.2008
05-01-13/3970
Limited enforcement action
Commitment letter
The nature of a breach:
1. Following agreed-upon procedures related to custody activity, a commitment letter was requested for violation of the Investment Funds Law requirements.
Date of performance:
25.06.2008
Статья/пункты НПА, Статья КоАП:
Note:
Implemented by bank's letter No 07.1.15/3927 of 24.06.2008.
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Kazkommertsbank", JSC
Second tier banks
19.06.2008
87
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
175200
The nature of a breach:
1. administrative sanction was applied due to repeated non-compliance by the professional participant of the securities market with the requirements provided for by legislation.
Date of performance:
19.06.2008
Статья/пункты НПА, Статья КоАП:
1.
Статья: 197-1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Kazkommertsbank", JSC
Second tier banks
19.06.2008
86
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
175200
The nature of a breach:
1. administrative sanction was applied due to repeated non-compliance by the professional participant of the securities market with the requirements provided for by legislation.
Date of performance:
19.06.2008
Статья/пункты НПА, Статья КоАП:
1.
Статья: 197-1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Kazkommertsbank", JSC
Second tier banks
19.06.2008
85
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
175200
The nature of a breach:
1. administrative sanction was applied due to repeated non-compliance by the professional participant of the securities market, with the requirements provided for by legislation.
Date of performance:
19.06.2008
Статья/пункты НПА, Статья КоАП:
1.
Статья: 197-1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
JSC SB "National Bank of Pakistan" in Kazakhstan
Second tier banks
20.06.2008
04-01-15/1439
Limited enforcement action
Commitment letter
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, commitment letter was requested, because the bank's minimum reserve capital was not formed on schedule.
Date of performance:
27.06.2008
Статья/пункты НПА, Статья КоАП:
Note:
Implemented by bank's letter No a1/alm/08-0922 of 26.06.2008.
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"EU Банк ("SB "Eurasian Bank", JSC )", JSC (renamed from «BankPozitiv Kazakhstan», JSC)
Second tier banks
20.06.2008
04-01-15/1436
Limited enforcement action
Commitment letter
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, commitment letter was requested, because the bank's minimum reserve capital was not formed on schedule.
Date of performance:
27.06.2008
Статья/пункты НПА, Статья КоАП:
Note:
Implemented by bank's letter No 1121 of 25.06.2008.
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Altyn Bank” JSC (Sabsidiary Bank of China Citic Bank Corporation Limited) (renamed from “Altyn Bank” JSC (Sabsidiary Bank of JSC “Halyk Bank”))
Second tier banks
25.06.2008
04-01-15/1466
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
03.07.2008
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
