«STANDARD» Insurance Company», JSC (renamed from - "Insurance Company "Astana - Finance" JSC)
Insurance organizations
21.11.2012
664/209/7060
Limited enforcement action
Commitment letter
The nature of a breach:
1. Breached the standards of diversification
Date of performance:
30.11.2012
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Subsidiary Company of the BTA Bank "BTA Insurance", JSC
Insurance organizations
28.11.2012
668/204/6994
Limited enforcement action
Commitment letter
The nature of a breach:
1. For the late submission of information
Date of performance:
30.11.2012
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
«STANDARD» Insurance Company», JSC (renamed from - "Insurance Company "Astana - Finance" JSC)
Insurance organizations
29.11.2012
167
Sanctions and other administrative penalties
Not specified
Punishment awarded:
647200
The nature of a breach:
1. administrative sanction was ap
Date of performance:
29.11.2012
Статья/пункты НПА, Статья КоАП:
1.
Статья: 173
Пункт: 4
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Altyn Bank” JSC (Sabsidiary Bank of China Citic Bank Corporation Limited) (renamed from “Altyn Bank” JSC (Sabsidiary Bank of JSC “Halyk Bank”))
Second tier banks
12.03.2008
38
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
175 200 тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 195-1
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Altyn Bank” JSC (Sabsidiary Bank of China Citic Bank Corporation Limited) (renamed from “Altyn Bank” JSC (Sabsidiary Bank of JSC “Halyk Bank”))
Second tier banks
12.03.2008
37
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
175200
The nature of a breach:
Date of performance:
12.03.2008
Статья/пункты НПА, Статья КоАП:
1.
Статья: 195-1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Altyn Bank” JSC (Sabsidiary Bank of China Citic Bank Corporation Limited) (renamed from “Altyn Bank” JSC (Sabsidiary Bank of JSC “Halyk Bank”))
Second tier banks
12.03.2008
38
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
175200
The nature of a breach:
Date of performance:
12.03.2008
Статья/пункты НПА, Статья КоАП:
1.
Статья: 195-1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Sinoasia B&R Insurance" JSC (renamed from "Medical Insurance Company "Archimedes Kazakhstan” JSC)
Insurance organizations
29.11.2012
161
Sanctions and other administrative penalties
Not specified
Punishment awarded:
80900
The nature of a breach:
1. administrative sanction was ap
Date of performance:
29.11.2012
Статья/пункты НПА, Статья КоАП:
1.
Статья: 173
Пункт: 9
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Salem", JSC (renamed from "Insurance Company "Alatau" JSC) - at the liquidation stage
Insurance organizations
29.11.2012
165
Sanctions and other administrative penalties
Not specified
Punishment awarded:
161800
The nature of a breach:
1. administrative sanction was applied due to in the untimely execution of insurance payments
Date of performance:
29.11.2012
Статья/пункты НПА, Статья КоАП:
1.
Статья: 174
Пункт: 2
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"BTA Bank", JSC (renamed from "Bank TuranAlem", JSC)
Second tier banks
12.03.2008
36
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
175200
The nature of a breach:
Date of performance:
12.03.2008
Статья/пункты НПА, Статья КоАП:
1.
Статья: 195-1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
«Tengri Bank» JSC, (former - "Subsidiary Bank "«Punjab National Bank-Kazakhstan», JSC)
Second tier banks
17.03.2008
04-01-15/559
Limited enforcement action
Commitment letter
The nature of a breach:
1. Commitment letter was requested from the bank for violation of the Agreement concerning acceptance of retail deposits.
Date of performance:
20.03.2008
Статья/пункты НПА, Статья КоАП:
Note:
Done
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
