«ForteBank», JSC
Second tier banks
26.03.2008
04-01-15/666
Limited enforcement action
Commitment letter
The nature of a breach:
1. In connection with violation requirement of the Instruction on accommodation a part of banking resource in the internal actives, approved by the decision of Board of National Bank of Republic Kazakhstan from June, 2nd, 2000 #262.
Date of performance:
31.03.2008
Статья/пункты НПА, Статья КоАП:
Note:
Implemented via letter № 165-1/206 от 28.03.2008 г.
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"BTA Bank", JSC (renamed from "Bank TuranAlem", JSC)
Second tier banks
26.03.2008
04-03-08/667/4162
Limited enforcement action
Written prescription
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Кazahstan, Agency in a present written instruction about elimination of the revealed violation, till now the Bank does not present credit files by 20 borrowers, and also intelligence and the documents are not yet performance, which shows Bank of requirements to an internal control system by risks and internal audit .
Date of performance:
31.03.2008
Статья/пункты НПА, Статья КоАП:
Note:
Implemented via letter №01-88/826 от 31.03.2008 г.
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Kazkommertsbank", JSC
Second tier banks
27.03.2008
08-01-2/1197
Limited enforcement action
Written prescription
The nature of a breach:
1. writen notification was issued to the bank, about not according requirement documents in Agency in a set time
Date of performance:
02.04.2008
Статья/пункты НПА, Статья КоАП:
Note:
Implemented via letter №3465 от 02.04.2008
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"BTA Bank", JSC (renamed from "Bank TuranAlem", JSC)
Second tier banks
28.03.2008
04-03-08/701/4270
Limited enforcement action
Written prescription
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Кazahstan, Agency, in a present written instruction about generation additional provisions (reserves) on a covering of losses from credit activity.
Date of performance:
01.04.2008
Статья/пункты НПА, Статья КоАП:
Note:
Implemented via letter №01.-88/826 от 31.03.08 г.
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
«ForteBank», JSC
Second tier banks
31.03.2008
08-02-2/1270
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
02.04.2008
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Alliance Bank", JSC
Second tier banks
31.03.2008
08-02-2/1270
Limited enforcement action
Written prescription
The nature of a breach:
1. writen notification was issued to the bank, about not according requirement documents in Agency in a set time
Date of performance:
02.04.2008
Статья/пункты НПА, Статья КоАП:
Note:
Implemented via letter №02-1/2701 от 09.04.2008 г.,№02-1/2513 от 02.04.2008 г.,№08-1/2433 от 31.03.2008 г.,№08-1-2/2317 от 27.03.2008 г.,№08-1-2/2432 от 31.03.2008 г.,№08-1-2/2316 от 27.03.2008 г.
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"BTA Bank", JSC (renamed from "Bank TuranAlem", JSC)
Second tier banks
01.04.2008
44
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
1749280
The nature of a breach:
Date of performance:
01.04.2008
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 5
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"BTA Bank", JSC (renamed from "Bank TuranAlem", JSC)
Second tier banks
01.04.2008
43
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
582310
The nature of a breach:
Date of performance:
01.04.2008
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 5
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"BTA Bank", JSC (renamed from "Bank TuranAlem", JSC)
Second tier banks
02.04.2008
05-02-09/2129
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
15.04.2008
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
JSC «Home Credit Bank» (renamed from «Home Credit and Finance Bank» Subsidiary Bank Joint Stock Company)
Second tier banks
02.04.2008
04-01-15/762
Limited enforcement action
Commitment letter
The nature of a breach:
1. Commitment letter was requested from the bank, due to violation of prudential norms concerning unrelated single-party exposure.
Date of performance:
12.04.2008
Статья/пункты НПА, Статья КоАП:
Note:
Done by letter №488 of 03.04.2008
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
