"Life Insurance Company State Annuity Company", JSC
Insurance organizations
15.10.2010
02-04-41/1523
Limited enforcement action
Written prescription
The nature of a breach:
1. Representation of inadequate reporting information
Date of performance:
21.10.2010
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Temir Аt" Insurance Company, JSC
Insurance organizations
22.10.2010
161
Sanctions and other administrative penalties
Not specified
Punishment awarded:
98910
The nature of a breach:
1. administrative sanction was applied due to a failure of the Chairman of liquidation committee Azirbayev A.D. to comply with order on correcting a violation, prescribed by the Agency
Date of performance:
22.10.2010
Статья/пункты НПА, Статья КоАП:
1.
Статья: 172-1
Пункт: 1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Life Insurance Company "Standard Life" JSC (renamed "Life Insurance Company "Grandes" JSC)
Insurance organizations
29.10.2010
08-01-03/4826/20964-и
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
12.11.2010
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
«STANDARD» Insurance Company», JSC (renamed from - "Insurance Company "Astana - Finance" JSC)
Insurance organizations
29.10.2010
08-01-03/4826/20964-и
Limited enforcement action
Written prescription
The nature of a breach:
1. The company is in breach of paragraph 1 of Article 26 of the Law of the Republic of Kazakhstan "Concerning the compulsory insurance of the liability of vehicle owners"
Date of performance:
12.11.2010
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Pana Insurance", JSC
Insurance organizations
04.11.2010
06-01-11/1138
Limited enforcement action
Written prescription
The nature of a breach:
1. breached the standards of diversification
Date of performance:
30.11.2010
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Centras Insurance", JSC
Insurance organizations
04.11.2010
06-01-11/1137
Limited enforcement action
Written prescription
The nature of a breach:
1. breached the standards of diversification
Date of performance:
30.11.2010
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Subsidiary Company of the BTA Bank "BTA Insurance", JSC
Insurance organizations
05.11.2010
06-01-11/1145
Limited enforcement action
Written prescription
The nature of a breach:
1. Breach of prudential standards
Date of performance:
30.11.2010
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Alliance-Policy", JSC
Insurance organizations
11.11.2010
179
Sanctions and other administrative penalties
Not specified
Punishment awarded:
70650
The nature of a breach:
1. administrative sanction was applied due to the fact that the Company failed to meet the requirements related to the appointing of the Company’s leading employees
Date of performance:
11.11.2010
Статья/пункты НПА, Статья КоАП:
1.
Статья: 175-1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"CNIC"Interteach", JSC
Insurance organizations
18.11.2010
10-01-11/6447
Limited enforcement action
Written prescription
The nature of a breach:
1. Breached the requirement of Kazakhstan Republic law
Date of performance:
20.12.2010
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"CNIC"Interteach", JSC
Insurance organizations
18.11.2010
08-01-07/5124
Limited enforcement action
Commitment letter
The nature of a breach:
1. The company is in breach of requirements as specified in Article 22, paragraph 3 of article 25, and paragraph 1 of article 26 of the Law of the Republic of Kazakhstan "Concerning the compulsory insurance of the liability of vehicle owners" (in the edition being valid before the amendments of Dec 30, 2009), i.e., the failure to pay insurance benefits or past due benefits.
Date of performance:
30.11.2010
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
