"First Credit Bureau", LLP
Credit bureau
12.04.2012
33
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
113 260тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 167-1
Пункт: 1
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Subsidiary of Halyk Bank of Kazakhstan "Halyk" Insurance Company", JSC (renamed from “Halyk – Kazakhinstrakh” Subsidiary Insurance Company of the Halyk Bank Kazakhstan», JSC)
Insurance organizations
31.10.2012
664/209/6495
Limited enforcement action
Commitment letter
The nature of a breach:
1. The failure to meet reporting deadline
Date of performance:
09.11.2012
Статья/пункты НПА, Статья КоАП:
Note:
Didn't implement, written warning 04.12.2012 №664/209/7375 was applied
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company"Victoria", JSC
Insurance organizations
02.11.2012
664/209/6547
Limited enforcement action
Written prescription
The nature of a breach:
1. Infringement of the requirement of article 53-1 of the Law of the Republic of Kazakhstan “About joint-stock companies”
Date of performance:
03.12.2012
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"First Credit Bureau", LLP
Credit bureau
17.05.2012
52
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
161 800тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 167-1
Пункт: 1
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"First Credit Bureau", LLP
Credit bureau
17.05.2012
51
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
161 800тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 167-1
Пункт: 1
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"First Credit Bureau", LLP
Credit bureau
17.05.2012
50
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
161 800тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 167-1
Пункт: 1
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"First Credit Bureau", LLP
Credit bureau
17.05.2012
49
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
161 800тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 167-1
Пункт: 1
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"CNIC"Interteach", JSC
Insurance organizations
05.11.2012
664/217/6610
Limited enforcement action
Written prescription
The nature of a breach:
1. Infringement of the requirement of article 53-1 of the Law of the Republic of Kazakhstan “About joint-stock companies”
Date of performance:
06.12.2012
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"CNIC"Interteach", JSC
Insurance organizations
06.11.2012
142
Sanctions and other administrative penalties
Not specified
Punishment awarded:
80900
The nature of a breach:
1. administrative offense was expressed in submission of unreliable information by the insurance (reinsurance) company to authorized body
Date of performance:
06.11.2012
Статья/пункты НПА, Статья КоАП:
1.
Статья: 173
Пункт: 1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Salem", JSC (renamed from "Insurance Company "Alatau" JSC) - at the liquidation stage
Insurance organizations
06.11.2012
664/209/6639/2647-ЮЛ/Т
Limited enforcement action
Written prescription
The nature of a breach:
1. For the incorrect accounting of securities in the calculation of prudential standards
Date of performance:
08.11.2012
Статья/пункты НПА, Статья КоАП:
Note:
Didn't implement, written warning 12.11.2012 №664/209/6850 was applied
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
