"BCC Invest", JSC (subsidiary company of "BankCenterCredit', JSC)
Brocker-Dealers
20.02.2015
150000803000210
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
594 600 тг
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 260
Пункт: 1
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Eurasian Capital”, JSC
Brocker-Dealers
02.03.2015
150000803000244
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
594 600 тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 262
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Centras Securities", JSC
Brocker-Dealers
13.03.2015
33-1-06/1865
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
08.05.2015
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Kazcommerts Securities”, JSC (SC of “Kazcommertsbank”, JSC)
Brocker-Dealers
15.03.2015
150000803000560
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
376 580 тг
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 227
Пункт: 2
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Subsidiary Bank "Alfa-Bank", JSC
Brocker-Dealers
17.04.2015
33-1-06/2819
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
05.04.2015
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Investment House "Fincraft", JSC
Brocker-Dealers
23.04.2015
33-1-06/2983
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
20.05.2015
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Investment House "Fincraft", JSC
Brocker-Dealers
23.04.2015
33-1-06/2982
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
20.05.2015
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
«Delta Bank», JSC (renamed from "Neftebank", JSC)
Brocker-Dealers
23.04.2015
33-1-06/2997
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
14.05.2015
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Eurasian Bank", JSC
Brocker-Dealers
29.04.2015
33-1-06/3174
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
12.06.2015
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"ATFBank", JSC
Brocker-Dealers
12.05.2015
150000803001071
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
594600
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 262
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
