«ForteBank», JSC
Second tier banks
13.02.2008
05-01-14/967
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
27.02.2008
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Bank CenterCredit", JSC
Second tier banks
13.02.2008
05-01-14/967
Limited enforcement action
Commitment letter
The nature of a breach:
1. As a violance subpoint 2, Article 9 of the Investment Fund Law , written liability was issued to the bank
Date of performance:
27.02.2008
Статья/пункты НПА, Статья КоАП:
Note:
Implemented via letter №5-6-24/688 from 26.02.2008 г.
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"BTA Bank", JSC (renamed from "Bank TuranAlem", JSC)
Second tier banks
13.02.2008
05-01-14/967
Limited enforcement action
Commitment letter
The nature of a breach:
1. As a violance subpoint 2, Article 9 of the Investment Fund Law , written liability was issued to the bank
Date of performance:
27.02.2008
Статья/пункты НПА, Статья КоАП:
Note:
Implemented via letter № 01-36-1-14/451 from 19.02.2008
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Alliance Bank", JSC
Second tier banks
13.02.2008
05-01-14/967
Limited enforcement action
Commitment letter
The nature of a breach:
1. As a violance subpoint 2, Article 9 of the Investment Fund Law , written liability was issued to the bank
Date of performance:
27.02.2008
Статья/пункты НПА, Статья КоАП:
Note:
Implemented via letter № 07-1/1725 from 06.03.2008 г.
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Mortgage Organization “Elitstroy Finance”, JSC
Mortgage organizations
26.12.2012
663/304/5598
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
08.01.2012
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
JSC "Mortgage organization "Kazakhstan Mortgage Company"
Mortgage organizations
01.02.2013
663/305/532
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
11.02.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
JSC "Mortgage organization "Kazakhstan Mortgage Company"
Mortgage organizations
01.02.2013
663/305/540
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
01.05.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"ATFBank", JSC
Second tier banks
13.02.2008
05-01-14/967
Limited enforcement action
Commitment letter
The nature of a breach:
1. As a violance subpoint 2, Article 9 of the Investment Fund Law , written liability was issued to the bank
Date of performance:
27.02.2008
Статья/пункты НПА, Статья КоАП:
Note:
Implemented via letter №07-01-15/997 from 25.02.2008
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Mortgage Organization “Elitstroy Finance”, JSC
Mortgage organizations
28.02.2013
21
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
346 200тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 1
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Mortgage Organization “Elitstroy Finance”, JSC
Mortgage organizations
09.04.2013
66-6-1-10/298
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
18.04.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
