"Eximbank Kazakhstan”, JSC
Brocker-Dealers
26.06.2015
150000803001226
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
594 600 тенге
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 262
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
«Tengri Partners Investment Banking (Kazakhstan)», JSC
Brocker-Dealers
15.07.2015
33-1-06/5422
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
22.07.2015
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Freedom Finance Insurance", JSC (renamed from "Insurance Company "Trust Insurance", JSC)
Insurance organizations
31.03.2010
06-01-11/283/5600-и
Limited enforcement action
Commitment letter
The nature of a breach:
1. breached the standards of diversification
Date of performance:
14.04.2010
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Alliance-Policy", JSC
Insurance organizations
01.04.2010
06-02-05/298/5724-и
Limited enforcement action
Commitment letter
The nature of a breach:
1. By the results of inspection.
Date of performance:
15.04.2010
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Alliance-Policy", JSC
Insurance organizations
01.04.2010
06-02-05/296/5716-и
Limited enforcement action
Written prescription
The nature of a breach:
1. By the results of inspection.
Date of performance:
15.04.2010
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Коmmesk-Оmir", JSC
Insurance organizations
06.04.2010
06-01-11/308
Limited enforcement action
Written prescription
The nature of a breach:
1. breached the standards of diversification
Date of performance:
30.04.2010
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Grain Insurance Company", JSC
Insurance organizations
19.04.2010
06-01-11/350/6957-21
Limited enforcement action
Commitment letter
The nature of a breach:
1. for untimely submitting the information according to the Law of the Republic of Kazakhstan "Insurance of civil law liability of owners of motor transport" in the regime of real time in the organization on forming and cunducting data
Date of performance:
30.04.2010
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
«Subsidiary Organization of the Nurbank JSC «Nurpolicy" Insurance Company», JSC
Insurance organizations
20.04.2010
57
Sanctions and other administrative penalties
Not specified
Punishment awarded:
706500
The nature of a breach:
Date of performance:
20.04.2010
Статья/пункты НПА, Статья КоАП:
1.
Статья: 173
Пункт: 3
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
«Subsidiary Organization of the Nurbank JSC «Nurpolicy" Insurance Company», JSC
Insurance organizations
26.04.2010
№ 08-02-03/1605/7513
Limited enforcement action
Commitment letter
The nature of a breach:
1. breach of the Clause 6-1 of the Article 22 and Clause 3 of the Article 25 of RK Law "On mandatory motor third party insurance.
Date of performance:
30.04.2010
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Amanat", JSC
Insurance organizations
27.04.2010
10-02-02/2301/7534
Limited enforcement action
Commitment letter
The nature of a breach:
1. Infringement of the requirement of item 7 of article 33 of the Law of the Republic Kazakhstan « About Insurance Activity » regarding terms of the notice of the Agency about change of branch address
Date of performance:
15.05.2010
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
