“Mortgage Organization “Astana Finance”, JSC
Mortgage organizations
15.09.2011
663/304/1992
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
21.09.2011
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Subsidiary Company of the BTA Bank "BTA Insurance", JSC
Insurance organizations
15.03.2012
20
Sanctions and other administrative penalties
Not specified
Punishment awarded:
35328
The nature of a breach:
1. administrative sanction was ap
Date of performance:
15.03.2012
Статья/пункты НПА, Статья КоАП:
1.
Статья: 173
Пункт: 4
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Oil Insurance Company", JSC
Insurance organizations
19.03.2012
664/217/1430
Limited enforcement action
Commitment letter
The nature of a breach:
1. Breached the requirement of Kazakhstan Republic law
Date of performance:
02.04.2012
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Chartis Kazakhstan Insurance Company",JSC(renamed from - "Insurance Company "AIG Kazakhstan", JSC)
Insurance organizations
30.03.2012
664/209/1581
Limited enforcement action
Written prescription
The nature of a breach:
1. Discrepancies between electronic data and the same on paper
Date of performance:
11.04.2012
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "NOMAD Insurance" , JSC
Insurance organizations
23.04.2012
664/209/2126
Limited enforcement action
Commitment letter
The nature of a breach:
1. Representation of incorrect data in reports
Date of performance:
03.05.2012
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Mortgage Organization “Biruza”, JSC
Mortgage organizations
17.11.2011
663/304/2928
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
30.11.2011
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Mortgage Organization “Biruza”, JSC
Mortgage organizations
28.11.2011
663/304/3073
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
06.12.2011
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
Insurance Company "Jýsan Garant" JSC (renamed from - Subsidiary "Tsesnabank" JSC Insurance Company "Tsesna Garant" JSC)
Insurance organizations
27.04.2012
664/209/2202
Limited enforcement action
Written prescription
The nature of a breach:
1. Representation of incorrect data in reports
Date of performance:
08.05.2012
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Subsidiary Company of the BTA Bank "BTA Insurance", JSC
Insurance organizations
28.04.2012
32
Sanctions and other administrative penalties
Not specified
Punishment awarded:
48540
The nature of a breach:
1. administrative sanction was ap
Date of performance:
28.04.2012
Статья/пункты НПА, Статья КоАП:
1.
Статья: 174
Пункт: 2
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
JSC "Mortgage organization "Kazakhstan Mortgage Company"
Mortgage organizations
20.12.2011
663/304/3356
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
16.01.2012
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
