«ForteBank», JSC
Second tier banks
21.01.2008
303
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
58 400 тенге
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 2
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Almaty Regional Mortgage Company”, JSC
Mortgage organizations
14.05.2010
04-01-08/578/8619-И
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
01.06.2010
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Mortgage Organization “Biruza”, JSC
Mortgage organizations
25.05.2010
91
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
28 260 тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 2
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Mortgage Organization “Biruza”, JSC
Mortgage organizations
01.07.2010
04-01-08/841/12494-И
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
12.07.2010
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Mortgage Organization “TAT Mortgage”, JSC
Mortgage organizations
06.04.2011
04-01-14/469/6568-и
Limited enforcement action
Written prescription
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written order was issued to the mortgage organisation for non-provision of audited annual report for year 2010 within reporting deadline. |
Date of performance:
30.04.2011
Статья/пункты НПА, Статья КоАП:
Note:
Implemented letters of 25.04.2011 №22|
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Mortgage Organization “TAT Mortgage”, JSC
Mortgage organizations
06.04.2011
04-01-14/469/6568_И
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
30.04.2011
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Mortgage Organization “Biruza”, JSC
Mortgage organizations
06.04.2011
04-01-08/455/6548-И
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
30.04.2011
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "EcoPolicy", JSC
Insurance organizations
26.01.2012
3
Sanctions and other administrative penalties
Not specified
Punishment awarded:
3916170
The nature of a breach:
1. administrative sanction was ap
Date of performance:
26.01.2012
Статья/пункты НПА, Статья КоАП:
1.
Статья: 173
Пункт: 4
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Grain Insurance Company", JSC
Insurance organizations
02.02.2012
665/404/199
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
13.02.2012
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
«STANDARD» Insurance Company», JSC (renamed from - "Insurance Company "Astana - Finance" JSC)
Insurance organizations
03.02.2012
664/209/596
Limited enforcement action
Written prescription
The nature of a breach:
1. Failure to comply with requirements of written instruction from the Agency 26.12.2011, №664/212/3028
Date of performance:
17.02.2012
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
