“Altyn Bank” JSC (Sabsidiary Bank of China Citic Bank Corporation Limited) (renamed from “Altyn Bank” JSC (Sabsidiary Bank of JSC “Halyk Bank”))
Second tier banks
14.12.2007
04-01-15/4279
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
26.12.2007
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
«Tengri Bank» JSC, (former - "Subsidiary Bank "«Punjab National Bank-Kazakhstan», JSC)
Second tier banks
14.12.2007
04-02-08/4274
Limited enforcement action
Written warning
The nature of a breach:
Date of performance:
01.01.1900
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
«Tengri Bank» JSC, (former - "Subsidiary Bank "«Punjab National Bank-Kazakhstan», JSC)
Second tier banks
14.12.2007
04-02-08/4274
Limited enforcement action
Written warning
The nature of a breach:
Date of performance:
01.01.1900
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Nurbank", JSC
Second tier banks
14.12.2007
280
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
109200
The nature of a breach:
Date of performance:
14.12.2007
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 2
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Altyn Bank” JSC (Sabsidiary Bank of China Citic Bank Corporation Limited) (renamed from “Altyn Bank” JSC (Sabsidiary Bank of JSC “Halyk Bank”))
Second tier banks
14.12.2007
04-01-15/4279
Limited enforcement action
Commitment letter
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Кazahstan, written liability was issued to the bank, about violation disposition a part of funds in internal assets coefficient
Date of performance:
26.12.2007
Статья/пункты НПА, Статья КоАП:
Note:
Implemented via letter № AMAFCD070104 of 26.12.2007
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Bank CenterCredit", JSC
Second tier banks
04.01.2008
08-01-2/28
Limited enforcement action
Written warning
The nature of a breach:
1. By results of consideration of the complaint of the investor of Mr. Babichenko B.A., enforecement measure was applied to bank in the form of writen notification
Date of performance:
01.01.1900
Статья/пункты НПА, Статья КоАП:
Note:
Implemented via letter # 17-4/158 от 16.01.2008г.
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"EU Банк ("SB "Eurasian Bank", JSC )", JSC (renamed from «BankPozitiv Kazakhstan», JSC)
Second tier banks
04.01.2008
293
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
23360
The nature of a breach:
Date of performance:
04.01.2008
Статья/пункты НПА, Статья КоАП:
1.
Статья: 175-2
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"EU Банк ("SB "Eurasian Bank", JSC )", JSC (renamed from «BankPozitiv Kazakhstan», JSC)
Second tier banks
04.01.2008
292
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
21840
The nature of a breach:
Date of performance:
04.01.2008
Статья/пункты НПА, Статья КоАП:
1.
Статья: 175-1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
«ForteBank», JSC
Second tier banks
08.01.2008
295
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
23 360тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 1
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
«ForteBank», JSC
Second tier banks
08.01.2008
298
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
23 360тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 1
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
