Authorized organization
13.05.2026
№3928-26-00-3/3387
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
605500
The nature of a breach:
1. Нарушение подпункта 1) пункта 3 статьи 5 Закона о ПОД/ФТ/ФРОМУ.
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Закон Республики Казахстан от 28.08.2009г. «О противодействии легализации (отмыванию) доходов, полученных преступным путем, и финансированию терроризма», Правила организации обменных операций с наличной иностранной валютой в Республике Казахстан №144
Name of Regional Branch of National Bank of Kazakhstan / Department:
Костанайский филиал (Костанай)
Payment organization
29.05.2026
Limited enforcement action
Written prescription
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
Payment organization
29.05.2026
Limited enforcement action
Written prescription
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning the compliance with the law on payments and payment systems
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
Payment organization
28.05.2026
Limited enforcement action
Written prescription
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
An organization engaged in microfinance activities
01.06.2026
264700800000017
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
86500
The nature of a breach:
1. failure to submit financial statements in a timely manner in accordance with forms in Appendix 17 and 18
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Мангистауский филиал (Актау)
An organization engaged in microfinance activities
01.06.2026
264700800000016
Sanctions and other administrative penalties
Warning
The nature of a breach:
1. untimely submission of quarterly reports on annex 14
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Мангистауский филиал (Актау)
An organization engaged in microfinance activities
01.06.2026
264700800000015
Sanctions and other administrative penalties
Warning
Punishment awarded:
предупреждение
The nature of a breach:
1. untimely submission of quarterly reports on Annex 9
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Мангистауский филиал (Актау)
An organization engaged in microfinance activities
01.06.2026
264700800000014
Sanctions and other administrative penalties
Warning
Punishment awarded:
предупреждение
The nature of a breach:
1. untimely submission of quarterly annex 8 reports
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Мангистауский филиал (Актау)
Authorized organization
29.05.2026
37-03-05К/220
Supervisory response
Measures to improve financial condition and / or minimize risks (written prescription)
Punishment awarded:
written order
The nature of a breach:
1. Submission by an authorized organization of an incomplete and (or) unreliable report on the activities of organizing exchange operations with foreign currency in cash, provided for by the regulatory legal act of the National Bank of the Republic of Kazakhstan Appendix No. 13
2. violation of the requirements of paragraph 51 of Rules No. 49 (the information on the client's INN is not indicated in the registry log)
3. The reflection of inaccurate data in the semi-annual report on the AML-R2 Application for the 1nd half of 2024
4. inconsistency of the data presented in the reports on Appendix No. 10 to Rules No. 178 for the 2nd, 3rd, and 4th quarters of 2025
5. Information on transactions the amount of which is equal to or exceeds 10 000 000 tenge is not provided in the AFM of the MF RK
2. violation of the requirements of paragraph 51 of Rules No. 49 (the information on the client's INN is not indicated in the registry log)
3. The reflection of inaccurate data in the semi-annual report on the AML-R2 Application for the 1nd half of 2024
4. inconsistency of the data presented in the reports on Appendix No. 10 to Rules No. 178 for the 2nd, 3rd, and 4th quarters of 2025
5. Information on transactions the amount of which is equal to or exceeds 10 000 000 tenge is not provided in the AFM of the MF RK
Date of performance:
05.06.2026
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1.
3.
4.
5.
3.
4.
5.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Северо-Казахстанский филиал (Петропавловск)
Payment organization
29.05.2026
Limited enforcement action
Written prescription
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
