Authorized organization
12.01.2021
25-04-29/50
Limited enforcement action
Қадағалап ден қоюдың ұсынымдық шаралары
The nature of a breach:
1. Paragraph 33-1 of the Rules for Conducting Exchange Operations with Foreign Currency in Cash in the Republic of Kazakhstan, approved by Resolution No. 49 of the Board of the National Bank of the Republic of Kazakhstan dated April 4, 2019, was violated.
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
Subsidiary Bank “Sberbank of Russia”, JSC (renamed from "TEXAKABANK” JSC)
Second tier banks
23.12.2020
200000803000091
Sanctions and other administrative penalties
Warning
Punishment awarded:
Warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
Subsidiary Bank “Sberbank of Russia”, JSC (renamed from "TEXAKABANK” JSC)
Second tier banks
23.12.2020
200000803000090
Sanctions and other administrative penalties
Warning
Punishment awarded:
warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 218
Пункт: 3
-
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Фирма Александр и К" LLP
Authorized organization
31.12.2020
201900803000054
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
416 700
The nature of a breach:
1. violation of licensing standards, in terms of non-compliance with qualification requirements for licensed activities
Date of performance:
09.02.2021
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Rules of organization of exchange operations with cash foreign currency in the Republic of Kazakhstan, resolution of the Board of the National Bank of the Republic of Kazakhstan dated April 4, 2019 No. 49
Name of Regional Branch of National Bank of Kazakhstan / Department:
Филиал в области Жетісу (город Талдыкорган)
"Mukan" LLP
Authorized organization
12.01.2021
25-04-29/46
Limited enforcement action
Written prescription
The nature of a breach:
1. Paragraph 33-1 of the Rules for Carrying out Exchange operations with Foreign Currency in Cash in the Republic of Kazakhstan, approved by Resolution No. 49 of the Board of the National Bank of the Republic of Kazakhstan dated April 4, 2019.
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
Authorized organization
10.12.2020
Sanctions and other administrative penalties
Fine imposed under administrative law
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 11
Пункт: 2
- Of the Rules for the organization of exchange operations with cash foreign currency in the Republic of Kazakhstan No. 49 dated 04.04.2019
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Западно-Казахстанский филиал (Уральск)
Authorized organization
28.12.2020
Sanctions and other administrative penalties
Fine imposed under administrative law
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
2. Статья: 464 Пункт: 1 - The Code of Administrative Offenses
Type of Enactments
1.
2. On requirenments for security and office space organization
2. On requirenments for security and office space organization
Name of Regional Branch of National Bank of Kazakhstan / Department:
Костанайский филиал (Костанай)
"AsiaCredit Bank (АзияКредит Банк)" JSC (renamed from "Joint Bank "LARIBA - Bank", JSC)
Second tier banks
06.01.2021
200000803000088
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
875 100
The nature of a breach:
Date of performance:
05.02.2021
Статья/пункты НПА, Статья КоАП:
1.
Статья: 213
Пункт: 5
- Of the code of the Republic of Kazakhstan «on Administrative Infractions»
Type of Enactments
1. Cconcerning accomplishment of minimum reserve requirements' standards
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Capital Bank Kazakhstan", JSC
Second tier banks
06.01.2021
200000803000089
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
875 100
The nature of a breach:
Date of performance:
05.02.2021
Статья/пункты НПА, Статья КоАП:
1.
Статья: 213
Пункт: 5
- Of the code of the Republic of Kazakhstan «on Administrative Infractions»
Type of Enactments
1. Cconcerning accomplishment of minimum reserve requirements' standards
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
Authorized organization
30.12.2020
29-03-27/1081
Supervisory response
Measures to improve financial condition and / or minimize risks (written prescription)
Punishment awarded:
Supervisory response
The nature of a breach:
1. Violation of paragraph 51 Of the rules for conducting exchange operations with foreign currency in cash No. 49 dated 04.04.2019
Date of performance:
01.02.2021
Статья/пункты НПА, Статья КоАП:
1.
Статья: 51
-
Type of Enactments
1. Rules of organization of exchange operations with cash foreign currency in the Republic of Kazakhstan, resolution of the Board of the National Bank of the Republic of Kazakhstan dated April 4, 2019 No. 49
Name of Regional Branch of National Bank of Kazakhstan / Department:
Актюбинский филиал (Актобе)
