“Kazcommerts Securities”, JSC (SC of “Kazcommertsbank”, JSC)
Brocker-Dealers
04.10.2013
66-4-2-05/4369
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
21.10.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Subsidiary Life Insurance Company of the BTA Bank "BTA Life", JSC
Insurance organizations
13.02.2004
06-01-17/249
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
01.01.2004
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Subsidiary Company of the BTA Bank "BTA Insurance", JSC
Insurance organizations
16.02.2004
06-01-17/258
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
01.04.2004
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Коmmesk-Оmir", JSC
Insurance organizations
22.06.2004
06-02-07/1481
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
01.08.2004
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Subsidiary Company of the BTA Bank "BTA Insurance", JSC
Insurance organizations
03.09.2004
11-12/742
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
22.04.2004
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
«BTA Zabota» Subsidiary Insurance Company of the BTA Bank», JSC
Insurance organizations
27.01.2005
06-01-16/152
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
08.02.2005
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Alliance-Policy", JSC
Insurance organizations
27.01.2005
06-01-16/154
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
08.02.2005
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Insurance Society "TSHASO", JSC
Insurance organizations
01.02.2005
06-01-16/204
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
16.02.2005
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Subsidiary of Halyk Bank of Kazakhstan "Halyk" Insurance Company", JSC (renamed from “Halyk – Kazakhinstrakh” Subsidiary Insurance Company of the Halyk Bank Kazakhstan», JSC)
Insurance organizations
17.02.2005
06-01-16/308
Limited enforcement action
Written prescription
The nature of a breach:
1. as of 1 January 2005 it has breached adequacy standards of actual solvency margin
Date of performance:
01.03.2005
Статья/пункты НПА, Статья КоАП:
Note:
lmplemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "SAYA", JSC
Insurance organizations
17.02.2005
06-01-16/307
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
01.04.2005
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
