"Eurasian Bank", JSC
Second tier banks
13.04.2022
220000800000056
Sanctions and other administrative penalties
Warning
The nature of a breach:
1. administrative offenses were committed, expressed in violation by the currency control agent of the deadline for submission of a report on foreign exchange contracts for export or import stipulated by the regulatory legal act of the National Bank of the Republic of Kazakhstan
Статья/пункты НПА, Статья КоАП:
1.
Статья: 217
Пункт: 5
-
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Eurasian Bank", JSC
Second tier banks
13.04.2022
220000800000055
Sanctions and other administrative penalties
Warning
The nature of a breach:
1. administrative offenses were committed, expressed in violation by the currency control agent of the deadline for submission of a report on foreign exchange contracts for export or import stipulated by the regulatory legal act of the National Bank of the Republic of Kazakhstan
Статья/пункты НПА, Статья КоАП:
1.
Статья: 217
Пункт: 5
-
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Dinara-plus" LLP
Authorized organization
14.04.2022
Sanctions and other administrative penalties
Warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 218
Пункт: 7
-
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Кызылординский филиал (Кызылорда)
"Dinara-plus" LLP
Authorized organization
14.04.2022
Sanctions and other administrative penalties
Warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 218
Пункт: 7
-
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Кызылординский филиал (Кызылорда)
"Dinara-plus" LLP
Authorized organization
14.04.2022
Sanctions and other administrative penalties
Warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 218
Пункт: 7
-
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Кызылординский филиал (Кызылорда)
"Dinara-plus" LLP
Authorized organization
14.04.2022
Sanctions and other administrative penalties
Warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 218
Пункт: 7
-
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Кызылординский филиал (Кызылорда)
LLP «TAKGUL»
Authorized organization
25.04.2022
Supervisory response
Measures to improve financial condition and / or minimize risks (written prescription)
The nature of a breach:
Date of performance:
29.04.2022
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Law of the Republic of Kazakhstan dated 28.08.2009 “On Counteracting Legalization (Laundering) of Proceeds from Crime and Financing of Terrorism”, Rules for the organization of exchange operations with foreign currency in cash in the Republic of Kazakhsta
Name of Regional Branch of National Bank of Kazakhstan / Department:
Карагандинский филиал (Караганда)
"Kazpost", JSC
Legal entities, engaged in certain types of banking operations
14.04.2022
Sanctions and other administrative penalties
Fine imposed under administrative law
The nature of a breach:
Date of performance:
16.05.2022
Статья/пункты НПА, Статья КоАП:
1.
Статья: 206
-
Type of Enactments
1. Concerning observance of financial consumer's rights
Name of Regional Branch of National Bank of Kazakhstan / Department:
Кызылординский филиал (Кызылорда)
«ФИНАНС-ТРАНЗИТ» LLP
Authorized organization
07.04.2022
Sanctions and other administrative penalties
Fine imposed under administrative law
The nature of a breach:
Date of performance:
13.04.2022
Статья/пункты НПА, Статья КоАП:
1.
Статья: 464
Пункт: 1
-
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Карагандинский филиал (Караганда)
26.04.2022
Supervisory response
Measures to improve financial condition and / or minimize risks (written prescription)
The nature of a breach:
Date of performance:
20.05.2022
Статья/пункты НПА, Статья КоАП:
1.
Статья: 17
- The Rules of cash transactions
2. Статья: 16 Пункт: 7 - Resolution of the Board of the National Bank of the Republic of Kazakhstan dated February 24, 2020 No. 14 "On approval of the Rules for the organization of security and arrangement of premises of second-tier banks, the National Post Operator, legal entities whose exclusive activities are the collection of banknotes, coins and valuables, and legal entities carrying out activities exclusively through exchange offices on the basis of a license of the National Bank of the Republic of Kazakhstan for exchange operations with foreign currency in cash "
4. Статья: 3, 11 - The Law on Combating the Legalization (Laundering) of Proceeds from Crime and the Financing of Terrorism
2. Статья: 16 Пункт: 7 - Resolution of the Board of the National Bank of the Republic of Kazakhstan dated February 24, 2020 No. 14 "On approval of the Rules for the organization of security and arrangement of premises of second-tier banks, the National Post Operator, legal entities whose exclusive activities are the collection of banknotes, coins and valuables, and legal entities carrying out activities exclusively through exchange offices on the basis of a license of the National Bank of the Republic of Kazakhstan for exchange operations with foreign currency in cash "
4. Статья: 3, 11 - The Law on Combating the Legalization (Laundering) of Proceeds from Crime and the Financing of Terrorism
Type of Enactments
1. On compliance with the requirements on cash payments and collection of bank notes, coins and valuables
2. On requirenments for security and office space organization
3. Concerning observance of requirements of licensing
4.
2. On requirenments for security and office space organization
3. Concerning observance of requirements of licensing
4.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
