Authorized organization
04.07.2022
Sanctions and other administrative penalties
Fine imposed under administrative law
The nature of a breach:
Date of performance:
31.08.2022
Статья/пункты НПА, Статья КоАП:
1.
Статья: 15-3
Пункт: 5
-
2. Статья: 462 Пункт: 1 -
2. Статья: 462 Пункт: 1 -
Type of Enactments
1.
2.
2.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Восточно-Казахстанский филиал (Усть-Каменогорск)
Authorized organization
28.06.2022
Sanctions and other administrative penalties
Fine imposed under administrative law
The nature of a breach:
Date of performance:
24.08.2022
Статья/пункты НПА, Статья КоАП:
1.
Статья: 11
Пункт: 2
-
2. Статья: Пункт 33 -
3. Статья: 464 Пункт: 1 - Violation of the laws of the Republic of Kazakhstan licensing standards, including inconsistency qualification requirements to licensed kinds of activity
2. Статья: Пункт 33 -
3. Статья: 464 Пункт: 1 - Violation of the laws of the Republic of Kazakhstan licensing standards, including inconsistency qualification requirements to licensed kinds of activity
Type of Enactments
1.
3. Concerning observance of requirements of the foreign exchange legislation
3. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Восточно-Казахстанский филиал (Усть-Каменогорск)
Authorized organization
30.06.2022
Sanctions and other administrative penalties
Fine imposed under administrative law
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
-
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Костанайский филиал (Костанай)
"Golden Partners-2013" LTD
Authorized organization
22.06.2022
4714-22-00-3/2153
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
428820
The nature of a breach:
1. an administrative offense committed in the form of failure of financial monitoring entities to take measures to properly verify clients (their representatives) and beneficial owners .
Статья/пункты НПА, Статья КоАП:
1.
Статья: 214
-
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Мангистауский филиал (Актау)
"Golden Partners-2013" LTD
Authorized organization
15.06.2022
4714-22-00-3/2154
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
428820
The nature of a breach:
1. an administrative offense committed in the form of failure of financial monitoring entities to take measures to properly verify clients (their representatives) and beneficial owners .
Статья/пункты НПА, Статья КоАП:
1.
Статья: 214
-
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Мангистауский филиал (Актау)
"Golden Partners-2013" LTD
Authorized organization
14.06.2022
4714-22-00-3/2155
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
612600
The nature of a breach:
1. an administrative offense committed in the form of failure of financial monitoring entities to take measures to properly verify clients (their representatives) and beneficial owners .
Статья/пункты НПА, Статья КоАП:
1.
Статья: 214
-
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Мангистауский филиал (Актау)
Authorized organization
22.06.2022
4714-22-00-3/2147
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
428820
The nature of a breach:
1. an administrative offense committed in the form of failure of financial monitoring entities to take measures to properly verify clients (their representatives) and beneficial owners .
Статья/пункты НПА, Статья КоАП:
1.
Статья: 214
-
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Мангистауский филиал (Актау)
Authorized organization
15.06.2022
4717-22-00-3/2148
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
428820
The nature of a breach:
1. an administrative offense committed in the form of failure of financial monitoring entities to take measures to properly verify clients (their representatives) and beneficial owners .
Статья/пункты НПА, Статья КоАП:
1.
Статья: 214
-
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Мангистауский филиал (Актау)
Authorized organization
14.06.2022
4714-22-00-3/2148
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
612600
The nature of a breach:
1. an administrative offense committed in the form of failure of financial monitoring entities to take measures to properly verify clients (their representatives) and beneficial owners .
Статья/пункты НПА, Статья КоАП:
1.
Статья: 214
-
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Мангистауский филиал (Актау)
Authorized organization
22.06.2022
Sanctions and other administrative penalties
Fine imposed under administrative law
The nature of a breach:
Date of performance:
30.06.2022
Статья/пункты НПА, Статья КоАП:
1.
Статья: 464
Пункт: 1
-
Type of Enactments
1. Rules of organization of exchange operations with cash foreign currency in the Republic of Kazakhstan, resolution of the Board of the National Bank of the Republic of Kazakhstan dated April 4, 2019 No. 49
Name of Regional Branch of National Bank of Kazakhstan / Department:
Карагандинский филиал (Караганда)
