Measures being imposed

1. - Violation of the requirements of the legislation on countering the legalization (laundering) of criminal proceeds and the financing of terrorism in exchange operations with foreign currency in cash

1. Закон Республики Казахстан от 28.08.2009г. «О противодействии легализации (отмыванию) доходов, полученных преступным путем, и финансированию терроризма», Правила организации обменных операций с наличной иностранной валютой в Республике Казахстан №144

Центральный филиал (Нур-Султан)

1. On compliance with accounting and financial reporting standards

Северо-Казахстанский филиал (Петропавловск)

1. Статья: 210 Пункт: 1 -

1. Concerning observance of requirements of the foreign exchange legislation

Акмолинский филиал (Кокшетау)

1. Presentation of incomplete and (or) unreliable report on activities for organizing of exchange operations with cash foreign currency by an authorized bank or an authorized organization, provided by the regulatory legal act of the National Bank of the Republic of Kazakhstan

1. Статья: 218 Пункт: 7 -

1.

Туркестанский филиал (Туркестан)

245040

1. Violation of the rules for licensing established by the legislation of the Republic of Kazakhstan, including non-conformance to the qualification requirements submitted to the licensable types of activity, shall

1. Статья: 464 Пункт: 1 - The Code of Administrative Offenses

1. Rules of organization of exchange operations with cash foreign currency in the Republic of Kazakhstan, resolution of the Board of the National Bank of the Republic of Kazakhstan dated April 4, 2019 No. 49

Туркестанский филиал (Туркестан)

471702

1. non-provision by the subjects of financial monitoring of information on transactions with money and (or) other property subject to financial monitoring

1. Статья: 214 Пункт: 2 - The Code of Administrative Offenses

1.

Атырауский филиал (Атырау)

1. Статья: 252 Пункт: 1-1 -

1. Concerning observance of requirements of the foreign exchange legislation

Центральный аппарат

1. Violation by financial organizations, branches of non-resident banks of the Republic of Kazakhstan, branches of non-resident insurance (reinsurance) organizations of the Republic of Kazakhstan, branches of non-resident insurance brokers of the Republic of Kazakhstan, by the organization, guaranteeing the payment of insurance payments, by organizations that carry out microfinancing activities, collection agencies, credit bureaus and payment organizations of the period for presentation of financial or other reporting provided for by regulatory legal acts of the National Bank of the Republic of Kazakhstan, shall

1. Статья: 212 Пункт: 1 - Of the Code of the Republic of Kazakhstan "on administrative offences"

1. On submission financial and other reporting

Туркестанский филиал (Туркестан)

1. Статья: 218 Пункт: 1 -

1. Concerning observance of requirements of the foreign exchange legislation

Центральный аппарат

15.09.2022

1. Статья: 214 -

1.

Центральный филиал (Нур-Султан)