Payment organization
20.04.2023
Limited enforcement action
Written prescription
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
Payment organization
20.04.2023
Limited enforcement action
Written prescription
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
Payment organization
21.04.2023
Limited enforcement action
Written prescription
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
Payment organization
20.04.2023
Limited enforcement action
Written prescription
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
Payment organization
20.04.2023
Limited enforcement action
Written prescription
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
«DIMAK EXCHANGE»LLP
Authorized organization
26.04.2023
237500800000326
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
483000
The nature of a breach:
1. The exchange office carried out an exchange operation (sale to the client) in the amount of 23,600 US dollars (equivalent to 10,714,400 tenge). At the same time, information on this operation (Table 1) was provided to the authorized body untimely
Date of performance:
25.05.2023
Статья/пункты НПА, Статья КоАП:
1.
Статья: 214
-
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
Payment organization
20.04.2023
Limited enforcement action
Written prescription
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
2. - Requirements of the Rules for submitting information about payment services approved by the Board of the National Bank of the Republic of Kazakhstan dated August 31, 2016 No. 213
Type of Enactments
1.
2. Concerning the compliance with the law on payments and payment systems
2. Concerning the compliance with the law on payments and payment systems
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
Authorized organization
13.04.2023
Sanctions and other administrative penalties
Fine imposed under administrative law
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Северо-Казахстанский филиал (Петропавловск)
Authorized organization
07.04.2023
Sanctions and other administrative penalties
Warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 218
Пункт: 7
-
2. Статья: 19 Пункт: подпункт 2, пункт 3 -
2. Статья: 19 Пункт: подпункт 2, пункт 3 -
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
2. Law of the Republic of Kazakhstan «On Currency Regulation and Currency Control»
2. Law of the Republic of Kazakhstan «On Currency Regulation and Currency Control»
Name of Regional Branch of National Bank of Kazakhstan / Department:
Филиал в области Абай (город Семей)
"Bank CenterCredit", JSC
Second tier banks
05.04.2023
230000800000140
Sanctions and other administrative penalties
Warning
Punishment awarded:
предупреждение
The nature of a breach:
1. Submission by an authorized bank or a professional securities market participant performing currency transactions on behalf of clients of an incomplete and (or) unreliable report for the purposes of monitoring sources of supply and demand in the domestic foreign exchange market of the Republic of Kazakhstan, provided for by the regulatory legal act of the National Bank of the Republic of Kazakhstan
Статья/пункты НПА, Статья КоАП:
1.
Статья: 218
Пункт: 3
-
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Постоянное представительство Национального Банка Республики Казахстан в городе Алматы
