Authorized organization
13.04.2023
Supervisory response
Measures to improve financial condition and / or minimize risks (written prescription)
The nature of a breach:
Date of performance:
19.04.2023
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Северо-Казахстанский филиал (Петропавловск)
Authorized organization
12.04.2023
Sanctions and other administrative penalties
Fine imposed under administrative law
The nature of a breach:
Date of performance:
22.05.2023
Статья/пункты НПА, Статья КоАП:
1.
-
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный филиал (Нур-Султан)
Authorized organization
11.04.2023
Supervisory response
Measures to improve financial condition and / or minimize risks (written prescription)
The nature of a breach:
Date of performance:
05.05.2023
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Rules of organization of exchange operations with cash foreign currency in the Republic of Kazakhstan, resolution of the Board of the National Bank of the Republic of Kazakhstan dated April 4, 2019 No. 49
Name of Regional Branch of National Bank of Kazakhstan / Department:
Западно-Казахстанский филиал (Уральск)
Authorized organization
11.04.2023
Sanctions and other administrative penalties
Fine imposed under administrative law
The nature of a breach:
Date of performance:
11.05.2023
Статья/пункты НПА, Статья КоАП:
1.
Статья: 464
Пункт: 1
- The Code of Administrative Offenses
Type of Enactments
1. Rules of organization of exchange operations with cash foreign currency in the Republic of Kazakhstan, resolution of the Board of the National Bank of the Republic of Kazakhstan dated April 4, 2019 No. 49
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный филиал (Нур-Султан)
Authorized organization
07.04.2023
237500800000310
Sanctions and other administrative penalties
Warning
The nature of a breach:
1. unreliable presentation of the report for March 2022.
Статья/пункты НПА, Статья КоАП:
1.
Статья: 218
Пункт: 7
-
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
Payment organization
03.04.2023
Limited enforcement action
Written warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
- Requirements of the Rules for submitting information about payment services approved by the Board of the National Bank of the Republic of Kazakhstan dated August 31, 2016 No. 213
Type of Enactments
1. Concerning the compliance with the law on payments and payment systems
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
Payment organization
03.04.2023
Limited enforcement action
Written warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
- Requirements of the Rules for submitting information about payment services approved by the Board of the National Bank of the Republic of Kazakhstan dated August 31, 2016 No. 213
Type of Enactments
1. Concerning the compliance with the law on payments and payment systems
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
LLP "Султан и К"
Authorized organization
27.03.2023
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
201 616
The nature of a breach:
1. Violations of accounting standards established by the legislation of the Republic of Kazakhstan, in terms of conducting operations without appropriate reflection of their results in accounting
Статья/пункты НПА, Статья КоАП:
Note:
Based on the result of the consideration of the case of administrative offenses № 223100803000006, № 223100803000007 and № 223100803000008 dated 15.03.2023.
03.04.2023 paid voluntarily.
Type of Enactments
1. The Law of the RK «On Accounting and Financial Reporting»
Name of Regional Branch of National Bank of Kazakhstan / Department:
Жамбылский филиал (Тараз)
Payment organization
31.03.2023
Limited enforcement action
Written warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
- Requirements of the Rules for submitting information about payment services approved by the Board of the National Bank of the Republic of Kazakhstan dated August 31, 2016 No. 213
Type of Enactments
1. Concerning the compliance with the law on payments and payment systems
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
Payment organization
31.03.2023
Limited enforcement action
Written warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
- Requirements of the Rules for submitting information about payment services approved by the Board of the National Bank of the Republic of Kazakhstan dated August 31, 2016 No. 213
Type of Enactments
1. Concerning the compliance with the law on payments and payment systems
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
