Measures being imposed

1. Статья: 41, 49 - Regulation No. 49

1. Rules of organization of exchange operations with cash foreign currency in the Republic of Kazakhstan, resolution of the Board of the National Bank of the Republic of Kazakhstan dated April 4, 2019 No. 49
2. Правила автоматизации ведения бухгалтерского учета № 47
3. On compliance with accounting and financial reporting standards
4. The Law of the RK «On Accounting and Financial Reporting»

Шымкентский филиал (Шымкент)

written prescription

1. The authorized organization has not implemented the training and education program in the field of anti-money laundering, combating the financing of terrorism and the financing of the proliferation of weapons of mass destruction, approved by the internal control rules provided for in paragraph 6 of Article 11 of the AML/CFT/CFPOM Law and Requirements No. 6, approved by the order of the Chairman of the Financial Monitoring Agency dated August 9, 2021, No. 6.

20.04.2026

1.

Павлодарский филиал (Павлодар)

warning

1. Violation of terms for presentation financial or other reporting by microfinance organizations by the regulatory legal acts of the National Bank of the Republic of Kazakhstan

1. Статья: 212 Пункт: 1 - Of the Code of the Republic of Kazakhstan "on administrative offences"

1. On submission financial and other reporting

Алматинский городской филиал (Алматы)

09.06.2026

1. Статья: Статья 252-1 Пункт: Часть 7 -

1. Rules of organization of exchange operations with cash foreign currency in the Republic of Kazakhstan, resolution of the Board of the National Bank of the Republic of Kazakhstan dated April 4, 2019 No. 49

Центральный филиал (Нур-Султан)

1. Статья: 464 Пункт: 1 -

1. Rules of organization of exchange operations with cash foreign currency in the Republic of Kazakhstan, resolution of the Board of the National Bank of the Republic of Kazakhstan dated April 4, 2019 No. 49

Шымкентский филиал (Шымкент)

1. Статья: 41 -

1. Rules of organization of exchange operations with cash foreign currency in the Republic of Kazakhstan, resolution of the Board of the National Bank of the Republic of Kazakhstan dated April 4, 2019 No. 49

Шымкентский филиал (Шымкент)

1. Статья: 218 Пункт: 7 -

1. Rules of organization of exchange operations with cash foreign currency in the Republic of Kazakhstan, resolution of the Board of the National Bank of the Republic of Kazakhstan dated April 4, 2019 No. 49

Центральный филиал (Нур-Султан)

1. Статья: 41 -

1. Rules of organization of exchange operations with cash foreign currency in the Republic of Kazakhstan, resolution of the Board of the National Bank of the Republic of Kazakhstan dated April 4, 2019 No. 49

Центральный филиал (Нур-Султан)

Warning

1. Failure by an authorized bank to comply with the requirements of the National Bank of the Republic of Kazakhstan to eliminate identified violations of the currency legislation of the Republic of Kazakhstan

1. Статья: 210-1 Пункт: 1 -

1. Concerning observance of requirements of the foreign exchange legislation

Постоянное представительство Национального Банка Республики Казахстан в городе Алматы

written order

1. Submission by an authorized organization of an incomplete and (or) unreliable report on the activities of organizing exchange operations with foreign currency in cash, provided for by the regulatory legal act of the National Bank of the Republic of Kazakhstan Appendix No. 13
2. inconsistency of the data provided in the reports on Appendix No. 10 to Rules No. 178 for the 2nd and 3rd quarters of 2024, 1st, 2nd, 3rd quarter of 2025
3. The reflection of inaccurate data in the semi-annual report on the AML-R2 Application for the 2nd half of 2023

10.04.2026

1.
2.
3.

Северо-Казахстанский филиал (Петропавловск)