"Halyk Bank of Kazakhstan", JSC
Second tier banks
13.07.2023
230000800000247
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
51750
The nature of a breach:
1. Submission to currency control agents of an incomplete and (or) unreliable report on the notification of currency transactions carried out, provided for by the regulatory legal act of the National Bank of the Republic of Kazakhstan, committed repeatedly within a year after the imposition of an administrative penalty
Статья/пункты НПА, Статья КоАП:
1.
Статья: 217
Пункт: 4
-
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Постоянное представительство Национального Банка Республики Казахстан в городе Алматы
"Citibank Kazakhstan", JSC
Second tier banks
14.07.2023
230000800000249
Sanctions and other administrative penalties
Warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 217
Пункт: 3
-
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Постоянное представительство Национального Банка Республики Казахстан в городе Алматы
"Eurasian Bank", JSC
Second tier banks
13.07.2023
230000800000245
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
51750
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 217
Пункт: 4
-
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Постоянное представительство Национального Банка Республики Казахстан в городе Алматы
Authorized organization
26.07.2023
25-04-16/2114
Limited enforcement action
Written prescription
The nature of a breach:
1. violation of paragraphs 6,8,9 and 10 of Rules № 47
Date of performance:
31.08.2023
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Правила автоматизации ведения бухгалтерского учета № 47
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
Microfinancial organization «Bolashak Invest Finance» LLP
An organization engaged in microfinance activities
26.07.2023
Sanctions and other administrative penalties
Fine imposed under administrative law
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Филиал в Алматинской области (город Қонаев)
Microfinancial organization «Bolashak Invest Finance» LLP
An organization engaged in microfinance activities
26.07.2023
Sanctions and other administrative penalties
Fine imposed under administrative law
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Филиал в Алматинской области (город Қонаев)
Authorized organization
21.07.2023
25-04-16/2081
Limited enforcement action
Written prescription
The nature of a breach:
1. A violation of the requirements of paragraph 9 of the Rules for Automation of Accounting approved by Resolution No. 47 of the Board of the National Bank of the Republic of Kazakhstan dated March 27, 2017 has been established
Date of performance:
31.08.2023
Статья/пункты НПА, Статья КоАП:
1.
- NBK OB # 47 03.27.2017.
Type of Enactments
1. On compliance with accounting and financial reporting standards
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
Authorized organization
21.07.2023
25-04-16/2082
Limited enforcement action
Written prescription
The nature of a breach:
1. violations of the requirements of the Accounting Automation Rules approved by Resolution No. 47 of the Board of the National Bank of the Republic of Kazakhstan dated March 27, 2017 were established
Date of performance:
31.08.2023
Статья/пункты НПА, Статья КоАП:
1.
- NBK OB # 47 03.27.2017.
Type of Enactments
1. On compliance with accounting and financial reporting standards
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
"Теңге-Exchange" LLP
Authorized organization
21.07.2023
25-04-16/2080
Limited enforcement action
Written prescription
The nature of a breach:
1. violations of paragraphs 6, 8, 9 and 10 of the Rules of Accounting Automation approved by Resolution No. 47 of the Board of the National Bank of the Republic of Kazakhstan dated March 27, 2017, as well as inaccurate reflection of data in the "Report on the structure of assets, liabilities and capital, income and expenses of a legal entity" for 2021, 2022 and 2023, In addition, for 2022, the Statement of Comprehensive Income does not reflect data on income / expenses from the purchase / sale of foreign currency.
Date of performance:
31.08.2023
Статья/пункты НПА, Статья КоАП:
1.
- NBK OB # 47 03.27.2017.
Type of Enactments
1. On compliance with accounting and financial reporting standards
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
Authorized organization
21.07.2023
Limited enforcement action
Written prescription
The nature of a breach:
1. violations of the requirements of the Accounting Automation Rules approved by Resolution No. 47 of the Board of the National Bank of the Republic of Kazakhstan dated March 27, 2017 were established
Date of performance:
31.08.2023
Статья/пункты НПА, Статья КоАП:
1.
- NBK OB # 47 03.27.2017.
Type of Enactments
1. On compliance with accounting and financial reporting standards
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
