An organization engaged in microfinance activities
04.09.2023
Sanctions and other administrative penalties
Warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 212
Пункт: 1
- Of the Code of the Republic of Kazakhstan "on administrative offences"
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Кызылординский филиал (Кызылорда)
An organization engaged in microfinance activities
04.09.2023
Sanctions and other administrative penalties
Warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 212
Пункт: 1
- Of the Code of the Republic of Kazakhstan "on administrative offences"
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Кызылординский филиал (Кызылорда)
An organization engaged in microfinance activities
04.09.2023
Sanctions and other administrative penalties
Warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 212
Пункт: 1
- Of the Code of the Republic of Kazakhstan "on administrative offences"
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Кызылординский филиал (Кызылорда)
An organization engaged in microfinance activities
04.09.2023
Sanctions and other administrative penalties
Warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 212
Пункт: 1
- Of the Code of the Republic of Kazakhstan "on administrative offences"
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Кызылординский филиал (Кызылорда)
08.09.2023
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
28.09.2023
Статья/пункты НПА, Статья КоАП:
1.
Статья: 16
Пункт: 7
- Resolution of the Board of the National Bank of the Republic of Kazakhstan dated February 24, 2020 No. 14 "On approval of the Rules for the organization of security and arrangement of premises of second-tier banks, the National Post Operator, legal entities whose exclusive activities are the collection of banknotes, coins and valuables, and legal entities carrying out activities exclusively through exchange offices on the basis of a license of the National Bank of the Republic of Kazakhstan for exchange operations with foreign currency in cash "
Type of Enactments
1. On requirenments for security and office space organization
2. Concerning observance of requirements of licensing
2. Concerning observance of requirements of licensing
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
05.09.2023
Sanctions and other administrative penalties
Fine imposed under administrative law
The nature of a breach:
Date of performance:
19.10.2023
Статья/пункты НПА, Статья КоАП:
1.
Статья: 227
Пункт: 1
- The Civil Code of the Republic of Kazakhstan
Type of Enactments
1. Non-fulfillment, untimely fulfillment of obligations accepted and (or) imposed by applying restrictive enforcement measures
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
05.09.2023
Sanctions and other administrative penalties
Fine imposed under administrative law
The nature of a breach:
Date of performance:
19.10.2023
Статья/пункты НПА, Статья КоАП:
1.
Статья: 464
Пункт: 1
- The Code of Administrative Offenses
Type of Enactments
1. Concerning observance of requirements of licensing
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Bank Freedom Finance Kazakhstan" JSC
Second tier banks
01.09.2023
230000800000281
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
51750
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 218
Пункт: 4
-
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Постоянное представительство Национального Банка Республики Казахстан в городе Алматы
An organization engaged in microfinance activities
28.08.2023
233500800/000073
Sanctions and other administrative penalties
Warning
Punishment awarded:
Warning
The nature of a breach:
1. Violation of the deadline for submission of other reporting provided by the regulatory legal act of the National Bank of the Republic of Kazakhstan
Статья/пункты НПА, Статья КоАП:
1.
Статья: 212
Пункт: 1
- Of the Code of the Republic of Kazakhstan "on administrative offences"
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Карагандинский филиал (Караганда)
An organization engaged in microfinance activities
28.08.2023
233500800/000072
Sanctions and other administrative penalties
Warning
Punishment awarded:
Warning
The nature of a breach:
1. Violation of the deadline for submission of other reporting provided by the regulatory legal act of the National Bank of the Republic of Kazakhstan
Статья/пункты НПА, Статья КоАП:
1.
Статья: 212
Пункт: 1
- Of the Code of the Republic of Kazakhstan "on administrative offences"
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Карагандинский филиал (Караганда)
