An organization engaged in microfinance activities
04.11.2025
Sanctions and other administrative penalties
Warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: Пункт 2 Постановления Правления НБ РК от 28 ноября 2019 года № 222
-
2. Статья: 212 Пункт: 1 -
2. Статья: 212 Пункт: 1 -
Type of Enactments
1. On submission financial and other reporting
2.
2.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Восточно-Казахстанский филиал (Усть-Каменогорск)
An organization engaged in microfinance activities
04.11.2025
Sanctions and other administrative penalties
Warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: Пункт 2 Постановления Правления НБ РК от 28 ноября 2019 года № 222
-
2. Статья: 212 Пункт: 1 -
2. Статья: 212 Пункт: 1 -
Type of Enactments
1. On submission financial and other reporting
2.
2.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Восточно-Казахстанский филиал (Усть-Каменогорск)
An organization engaged in microfinance activities
04.11.2025
Sanctions and other administrative penalties
Warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: пункт 15
Пункт: подпункт 2)
-
2. Статья: 212 Пункт: 1 -
2. Статья: 212 Пункт: 1 -
Type of Enactments
1. On submission financial and other reporting
2.
2.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Восточно-Казахстанский филиал (Усть-Каменогорск)
Subsidiary JSC Bank VTB (Kazakhstan)
Second tier banks
03.11.2025
№ 250000800000448, № 250000800000449, № 250000800000450, № 250000800000451, № 250000800000452, № 250000800000454, № 250000800000455, № 250000800000456, № 250000800000457, № 250000800000458, № 250000800000459, № 250000800000460, № 250000800000461, № 250000800000462, № 250000800000463, № 250000800000464, № 250000800000465, № 250000800000466, № 250000800000467, № 250000800000468, № 250000800000469, № 250000800000470, № 250000800000471 and № 250000800000550
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
fine
The nature of a breach:
1. Presentation of incomplete and (or) unreliable report on notification of made currency operations by agent of currency control provided by the regulatory legal act of the National Bank of the Republic of Kazakhstan, committed repeatedly second time within a year after imposition of administrative sanction
Статья/пункты НПА, Статья КоАП:
1.
Статья: 217
Пункт: 4
-
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Постоянное представительство Национального Банка Республики Казахстан в городе Алматы
Subsidiary JSC Bank VTB (Kazakhstan)
Second tier banks
03.11.2025
250000800000453
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
222 203 937, 90
The nature of a breach:
1. Conduct of prohibited currency transactions between residents of the Republic of Kazakhstan, making payments, as well as their acceptance and (or) making money transfers not via bank accounts in authorised banks, when such a requirement is established by the currency legislation of the Republic of Kazakhstan,committed repeatedly within one year after imposition of an administrative sanction
Статья/пункты НПА, Статья КоАП:
1.
Статья: 252
Пункт: 2
-
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Постоянное представительство Национального Банка Республики Казахстан в городе Алматы
Authorized organization
18.11.2025
37-03-05К/514
Supervisory response
Measures to improve financial condition and / or minimize risks (written prescription)
Punishment awarded:
written order
The nature of a breach:
1. Submission by an authorized organization of an incomplete and (or) unreliable report on the activities of organizing exchange operations with foreign currency in cash, provided for by the regulatory legal act of the National Bank of the Republic of Kazakhstan Appendix No. 13
2. The reflection of inaccurate data in the semi-annual report on the AML-R3 Application
2. The reflection of inaccurate data in the semi-annual report on the AML-R3 Application
Date of performance:
24.11.2025
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1.
2.
2.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Северо-Казахстанский филиал (Петропавловск)
An organization engaged in microfinance activities
03.11.2025
Sanctions and other administrative penalties
Warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 212
Пункт: 1
- Of the Code of the Republic of Kazakhstan "on administrative offences"
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Жамбылский филиал (Тараз)
An organization engaged in microfinance activities
03.11.2025
Sanctions and other administrative penalties
Warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 212
Пункт: 1
- Of the Code of the Republic of Kazakhstan "on administrative offences"
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Жамбылский филиал (Тараз)
An organization engaged in microfinance activities
03.11.2025
Sanctions and other administrative penalties
Warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 212
Пункт: 1
- Of the Code of the Republic of Kazakhstan "on administrative offences"
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Жамбылский филиал (Тараз)
An organization engaged in microfinance activities
03.11.2025
Sanctions and other administrative penalties
Warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 212
Пункт: 1
- Of the Code of the Republic of Kazakhstan "on administrative offences"
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Жамбылский филиал (Тараз)
