"Евро-Тараз" LLP
Authorized organization
02.10.2023
Supervisory response
Measures to improve financial condition and / or minimize risks (written prescription)
The nature of a breach:
Date of performance:
12.10.2023
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Жамбылский филиал (Тараз)
Authorized organization
28.09.2023
25-04-16/3210
Limited enforcement action
Written prescription
The nature of a breach:
1. violation of paragraph 8 of Regulation № 47
Date of performance:
28.10.2023
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Правила автоматизации ведения бухгалтерского учета № 47
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
Authorized organization
28.09.2023
25-04-16/3209
Limited enforcement action
Written prescription
The nature of a breach:
1. violation of the requirement of paragraph 8 of Regulation №47
Date of performance:
28.10.2023
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Правила автоматизации ведения бухгалтерского учета № 47
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
"Арсенал-Exchange" LLP
Authorized organization
27.09.2023
25-04-16/3083
Limited enforcement action
Written prescription
The nature of a breach:
1. the requirements of paragraphs 8,9 and 10 of Regulation No. 47 have been violated
Date of performance:
27.10.2023
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Правила автоматизации ведения бухгалтерского учета № 47
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
"Астана Exchange" LLP
Authorized organization
27.09.2023
25-04-16/3033
Limited enforcement action
Written prescription
The nature of a breach:
1. the requirements of paragraphs 6 and 9 of Regulation No. 47 have been violated
Date of performance:
27.10.2023
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Правила автоматизации ведения бухгалтерского учета № 47
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
Authorized organization
27.09.2023
25-04-16/3032
Limited enforcement action
Written prescription
The nature of a breach:
1. violation of the requirements of paragraph 33-1 of Rules № 49, as well as accounting and financial reporting
Date of performance:
27.10.2023
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Rules of org-n of exchange operations with available foreign currency in Republic of Kazakhstan №49 // The Law of the RK «On Accounting and Financial Reporting» // resolution Of the Board of the National Bank of Kazakhstan № 178 dated 24.09.2014
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
An organization engaged in microfinance activities
11.09.2023
233500800/000076
Sanctions and other administrative penalties
Warning
Punishment awarded:
Warning
The nature of a breach:
1. Violation of the deadline for submission of other reporting provided by the regulatory legal act of the National Bank of the Republic of Kazakhstan
Статья/пункты НПА, Статья КоАП:
1.
Статья: 212
Пункт: 1
- Of the Code of the Republic of Kazakhstan "on administrative offences"
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Карагандинский филиал (Караганда)
"Al-Hilal" Islamic Bank" Joint Stock Company
Second tier banks
08.09.2023
230000800000314
Sanctions and other administrative penalties
Warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 218
Пункт: 3
-
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Постоянное представительство Национального Банка Республики Казахстан в городе Алматы
"Al-Hilal" Islamic Bank" Joint Stock Company
Second tier banks
08.09.2023
230000800000313
Sanctions and other administrative penalties
Warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 218
Пункт: 3
-
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Постоянное представительство Национального Банка Республики Казахстан в городе Алматы
"Евро-Тараз" LLP
Authorized organization
22.09.2023
Sanctions and other administrative penalties
Warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Жамбылский филиал (Тараз)
