"Ризаев-Валют" LTD
Authorized organization
12.10.2023
Sanctions and other administrative penalties
Warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 218
Пункт: 7
-
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Туркестанский филиал (Туркестан)
Authorized organization
11.10.2023
Supervisory response
Measures to improve financial condition and / or minimize risks (written prescription)
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: п. 11
Пункт: п.п. 2
-
Type of Enactments
1. Rules of organization of exchange operations with cash foreign currency in the Republic of Kazakhstan, resolution of the Board of the National Bank of the Republic of Kazakhstan dated April 4, 2019 No. 49
Name of Regional Branch of National Bank of Kazakhstan / Department:
Шымкентский филиал (Шымкент)
"Grand" LTD
Authorized organization
11.10.2023
Supervisory response
Measures to improve financial condition and / or minimize risks (written prescription)
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: п. 11
Пункт: п.п. 2
-
Type of Enactments
1. Rules of organization of exchange operations with cash foreign currency in the Republic of Kazakhstan, resolution of the Board of the National Bank of the Republic of Kazakhstan dated April 4, 2019 No. 49
Name of Regional Branch of National Bank of Kazakhstan / Department:
Шымкентский филиал (Шымкент)
Authorized organization
10.10.2023
Supervisory response
Measures to improve financial condition and / or minimize risks (written prescription)
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: п. 11
Пункт: п.п. 2
-
Type of Enactments
1. Rules of organization of exchange operations with cash foreign currency in the Republic of Kazakhstan, resolution of the Board of the National Bank of the Republic of Kazakhstan dated April 4, 2019 No. 49
Name of Regional Branch of National Bank of Kazakhstan / Department:
Шымкентский филиал (Шымкент)
Authorized organization
10.10.2023
Supervisory response
Measures to improve financial condition and / or minimize risks (written prescription)
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: п. 11
Пункт: п.п. 2
-
Type of Enactments
1. Rules of organization of exchange operations with cash foreign currency in the Republic of Kazakhstan, resolution of the Board of the National Bank of the Republic of Kazakhstan dated April 4, 2019 No. 49
Name of Regional Branch of National Bank of Kazakhstan / Department:
Шымкентский филиал (Шымкент)
Authorized organization
11.10.2023
25-04-16/3609
Limited enforcement action
Written prescription
The nature of a breach:
1. On the issue of accounting and financial reporting. In particular, a discrepancy was identified between the accounting policies of Birnshi Exchange LLP and the requirements of the Law of the Republic of Kazakhstan “On Accounting and Financial Reporting”, as well as the working chart of accounts with the Standard Chart of Accounts № 79
Date of performance:
13.11.2023
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
«Курс Алматы» LLP
Authorized organization
11.10.2023
25-04-16/3563
Limited enforcement action
Written prescription
The nature of a breach:
1. Non-compliance of the accounting policy with the requirements of the Law on Accounting, as well as the working chart of accounts with the Standard Chart of Accounts № 79
Date of performance:
10.11.2023
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. The Law of the RK «On Accounting and Financial Reporting»
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
Authorized organization
11.10.2023
25-04-16/3607
Limited enforcement action
Written prescription
The nature of a breach:
1. Violations on the issue of accounting and financial reporting have been identified. In particular, the inconsistency of the accounting policy of LiM Continent LLP with the requirements of the Law of the Republic of Kazakhstan "On Accounting and Financial Reporting", as well as the working chart of accounts with the Standard Chart of Accounts No. 79, was revealed. In addition, it is necessary to finalize the information system in which accounting is carried out, in terms of automating the formation of correct financial statements.
Date of performance:
13.11.2023
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. The Law of the RK «On Accounting and Financial Reporting»
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
Authorized organization
11.10.2023
25-04-16/3614
Limited enforcement action
Written prescription
The nature of a breach:
1. violations on the issue of accounting and financial reporting have been identified. In particular, the inconsistency of the accounting policy of SEICOM LLP with the requirements of the Law of the Republic of Kazakhstan "On Accounting and Financial Reporting", as well as the working chart of accounts with the Standard Chart of Accounts No. 79 was revealed
Date of performance:
13.11.2023
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. On compliance with accounting and financial reporting standards
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
Authorized organization
11.10.2023
25-04-16/3611
Limited enforcement action
Written prescription
The nature of a breach:
1. violations on the issue of accounting and financial reporting have been identified. In particular, the inconsistency of the accounting policy of "Cashier-PRO" LLP with the requirements of the Law of the Republic of Kazakhstan "On Accounting and Financial Reporting of the working chart of Accounts to the Standard Chart of Accounts No. 79, as well as inaccurate presentation of information about the structure of assets, liabilities and capital, income and expenses for the period under review, was revealed.
Date of performance:
13.11.2023
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
