LLP «Microfinancial organization «Zhana Karzhy»
An organization engaged in microfinance activities
11.01.2024
244700800000004
Sanctions and other administrative penalties
Warning
The nature of a breach:
1. Violation of terms for presentation financial or other reporting by microfinance organizations by the regulatory legal acts of the National Bank of the Republic of Kazakhstan
Статья/пункты НПА, Статья КоАП:
1.
Статья: 212
Пункт: 1
- Of the Code of the Republic of Kazakhstan "on administrative offences"
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Мангистауский филиал (Актау)
LLP «Microfinancial organization «Zhana Karzhy»
An organization engaged in microfinance activities
11.01.2024
244700800000003
Sanctions and other administrative penalties
Warning
The nature of a breach:
1. Violation of terms for presentation financial or other reporting by microfinance organizations by the regulatory legal acts of the National Bank of the Republic of Kazakhstan
Статья/пункты НПА, Статья КоАП:
1.
Статья: 212
Пункт: 1
- Of the Code of the Republic of Kazakhstan "on administrative offences"
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Мангистауский филиал (Актау)
LLP «Microfinancial organization «Zhana Karzhy»
An organization engaged in microfinance activities
11.01.2024
244700800000002
Sanctions and other administrative penalties
Warning
The nature of a breach:
1. Violation of terms for presentation financial or other reporting by microfinance organizations by the regulatory legal acts of the National Bank of the Republic of Kazakhstan
Статья/пункты НПА, Статья КоАП:
1.
Статья: 212
Пункт: 1
- Of the Code of the Republic of Kazakhstan "on administrative offences"
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Мангистауский филиал (Актау)
LLP «Microfinancial organization «Zhana Karzhy»
An organization engaged in microfinance activities
11.01.2024
244700800000001
Sanctions and other administrative penalties
Warning
The nature of a breach:
1. Violation of terms for presentation financial or other reporting by microfinance organizations by the regulatory legal acts of the National Bank of the Republic of Kazakhstan
Статья/пункты НПА, Статья КоАП:
1.
Статья: 212
Пункт: 1
- Of the Code of the Republic of Kazakhstan "on administrative offences"
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Мангистауский филиал (Актау)
An organization engaged in microfinance activities
31.01.2024
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
73 840,00 tenge
The nature of a breach:
1. Violation by an organization carrying out microfinance activities of the deadline for submitting financial or other statements provided for by regulatory legal acts of the National Bank of the Republic of Kazakhstan repeatedly within a year after the imposition of an administrative penalty
Date of performance:
12.03.2024
Статья/пункты НПА, Статья КоАП:
1.
Статья: 212
Пункт: 2
- Of the Code of the Republic of Kazakhstan "on administrative offences"
Note:
Resolution on imposing an administrative penalty on the Almaty city branch of the National Bank of the Republic of Kazakhstan dated January 31, 2024.
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
«ТАЗА АЙЫРБАСТАУ» LLP
Authorized organization
29.01.2024
Supervisory response
Measures to improve financial condition and / or minimize risks (written prescription)
The nature of a breach:
Date of performance:
05.02.2024
Статья/пункты НПА, Статья КоАП:
1.
Статья: 11
Пункт: 2
-
3. Статья: Пункт 51 Пункт: 2 -
3. Статья: Пункт 51 Пункт: 2 -
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный филиал (Нур-Султан)
"Bank Freedom Finance Kazakhstan" JSC
Second tier banks
10.01.2024
230000800000395
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
55380
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 217
Пункт: 4
-
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Постоянное представительство Национального Банка Республики Казахстан в городе Алматы
Collection agency
24.01.2024
247500800000014
Sanctions and other administrative penalties
Warning
The nature of a breach:
1. Violation by the collection agency of the deadline for submitting financial or other statements provided for by regulatory legal acts of the National Bank of the Republic of Kazakhstan
Статья/пункты НПА, Статья КоАП:
1.
Статья: 212
Пункт: 1
- Of the Code of the Republic of Kazakhstan "on administrative offences"
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
«Tengri Partners Investment Banking (Kazakhstan)», JSC
Brocker-Dealers
16.01.2024
240000800000037
Sanctions and other administrative penalties
Warning
Punishment awarded:
Warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 218
Пункт: 3
-
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Постоянное представительство Национального Банка Республики Казахстан в городе Алматы
Collection agency
24.01.2024
247500800000020
Sanctions and other administrative penalties
Warning
The nature of a breach:
1. Violation by the collection agency of the deadline for submitting financial or other statements provided for by regulatory legal acts of the National Bank of the Republic of Kazakhstan
Статья/пункты НПА, Статья КоАП:
1.
Статья: 212
Пункт: 1
- Of the Code of the Republic of Kazakhstan "on administrative offences"
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
