«Khorgos Exchange» LLP
Authorized organization
06.05.2026
263300800000077
Sanctions and other administrative penalties
Warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Филиал в области Жетісу (город Талдыкорган)
«Khorgos Exchange» LLP
Authorized organization
06.05.2026
263300800000076
Sanctions and other administrative penalties
Warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Филиал в области Жетісу (город Талдыкорган)
«Khorgos Exchange» LLP
Authorized organization
06.05.2026
263300800000075
Sanctions and other administrative penalties
Warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 218
Пункт: 7
-
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Филиал в области Жетісу (город Талдыкорган)
«Khorgos Exchange» LLP
Authorized organization
06.05.2026
263300800000074
Sanctions and other administrative penalties
Warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 218
Пункт: 7
-
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Филиал в области Жетісу (город Талдыкорган)
«Khorgos Exchange» LLP
Authorized organization
06.05.2026
263300800000073
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
346000
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Rules of organization of exchange operations with cash foreign currency in the Republic of Kazakhstan, resolution of the Board of the National Bank of the Republic of Kazakhstan dated April 4, 2019 No. 49
Name of Regional Branch of National Bank of Kazakhstan / Department:
Филиал в области Жетісу (город Талдыкорган)
«Khorgos Exchange» LLP
Authorized organization
06.05.2026
263300800000072
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
346000
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Филиал в области Жетісу (город Талдыкорган)
Authorized organization
20.05.2026
33-03-30/240
Supervisory response
Measures to improve financial condition and / or minimize risks (written prescription)
The nature of a breach:
1. SFM has not carried out a proper check when conducting exchange transactions of non-resident clients of the Republic of Kazakhstan
2. Incorrect presentation of the report provided for in paragraph 63 of Regulation No. 49.
3. SFM has not carried out proper verification when conducting exchange transactions of non-resident clients of the Republic of Kazakhstan
2. Incorrect presentation of the report provided for in paragraph 63 of Regulation No. 49.
3. SFM has not carried out proper verification when conducting exchange transactions of non-resident clients of the Republic of Kazakhstan
Date of performance:
05.06.2026
Статья/пункты НПА, Статья КоАП:
1.
Статья: Пункт 51
Пункт: 2
-
3. Статья: 5 Пункт: пп.1 п.3 - The Law of the Republic of Kazakhstan "On Counteracting the Legalization (Laundering) of Proceeds from Crime and Financing of Terrorism"
3. Статья: 5 Пункт: пп.1 п.3 - The Law of the Republic of Kazakhstan "On Counteracting the Legalization (Laundering) of Proceeds from Crime and Financing of Terrorism"
Type of Enactments
1.
3.
3.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Костанайский филиал (Костанай)
Authorized organization
05.05.2026
263900800000007
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
64875
The nature of a breach:
1. Unreliable submission of reports under Appendix 13 to Regulation No. 49
Статья/пункты НПА, Статья КоАП:
1.
Статья: 218
Пункт: 8
-
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Костанайский филиал (Костанай)
Authorized organization
18.05.2026
Sanctions and other administrative penalties
Warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
Authorized organization
29.04.2026
Sanctions and other administrative penalties
Fine imposed under administrative law
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 212
Пункт: 2
-
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Шымкентский филиал (Шымкент)
